RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• D••••• P••••••
- T•••• M••••••• • C•••••• independent RIA currentsince Mar 12, 2021 · Austin, Tx
- I•••••• A•••• A•••••••• L••• state registeredApr 12, 2007 to Mar 26, 2019 · Austin, Tx
- A••••••••• A•••••• S•••••••• I••• unclassifiedMar 21, 2005 to Jul 21, 2005 · Austin, Tx
- I•••••• A•••• A•••••••• L••• state registeredJun 22, 2004 to Dec 31, 2004 · Austin, Tx
- I•••••• A•••• A•••••••• L••• state registeredApr 2, 2001 to Jul 3, 2002 · Austin, Tx
- I•••••• A•••• A•••••••• L••• to T•••• M••••••• • C••••••left Mar 26, 2019, registered Mar 12, 2021 (717 days) · Other
- A••••••••• A•••••• S•••••••• I••• to I•••••• A•••• A•••••••• L•••left Jul 21, 2005, registered Apr 12, 2007 (630 days) · Other
- I•••••• A•••• A•••••••• L••• to A••••••••• A•••••• S•••••••• I•••left Dec 31, 2004, registered Mar 21, 2005 (80 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address