DFX Intelligence
RIA Intelligence
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SEC-registered adviser
T•••• M••••••• • C••••••
Latest filing Mar 31, 2026
First filing on the tape Mar 23, 2012 · 27 filings
SEC status approved since Jun 27, 1985
RAUM
$1.9B
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
97%
$1.9B individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$274M
derived; firm RAUM over IAPD count
Employees
13
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.9B as of Mar 31, 2026
Mar 23, 2012$643M then
HNW client RAUM$1.8B as of Mar 31, 2026
Mar 29, 2018$1.0B then
State-registered IARs (5.B.3)7 as of Mar 31, 2026
Mar 23, 20120 then
Employees (5.A)13 as of Mar 31, 2026
Mar 28, 201312 then
Private funds: no history
RAUM +8.1% over the last fiscal year+12% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $274MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.4MderivedHNW RAUM over HNW clients
- Average account
- $5.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $309M, 101 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.8B95%
- Charitable organizations$48.9M2.5%
- Individuals$41.7M2.2%
- Individual clients
- 122reported
- HNW clients
- 248reported
- Pension plan clients
- 0reported
- Charitable clients
- 8reported
- Accounts
- 370reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $309M for 101 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••• P•• M•••••••Chartered Financial Analyst | Austin, Tx | Jan 2, 2003 | 41 y | 0 |
| C••••• K•••••• T•••••••••Chartered Financial Analyst | Austin, Tx | Jan 2, 2003 | 26 y | 0 |
| J•••••• S•••• L•••••Chartered Financial Analyst, Chartered Investment Counselor | Austin, Tx | Jan 2, 2003 | 34 y | 0 |
| S••••• K••• W••••••Chartered Financial Analyst | Austin, Tx | May 22, 2012 | 20 y | 0 |
| J••• W•••• M•••••••Chartered Financial Analyst | Austin, Tx | May 22, 2012 | 28 y | 0 |
| M••••••• L•• M•••••••Chartered Financial Analyst | Austin, Tx | Mar 12, 2013 | 28 y | 0 |
| S•••••• D••••• P•••••• | Austin, Tx | Mar 12, 2021 | 26 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••••• D••••• P•••••• from I•••••• A•••• A•••••••• L•••Mar 12, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• T••••• P•• · Chairmancontrolsince 06/1985 · owns 50% to 75%
- M••••• D•••• R•••• · Chief Compliance Officersince 06/2014 · owns less than 5%
- T••••••••• C•••••• K•••••• · President Officersince 10/2014 · owns less than 5%
Entity owners
- T•• J••• W•••• M••••••• T•••• O• · Shareholderdirect · owns 25% to 50%
- T•• J••• W•••• M••••••• T•••• O• 2•••• T•••• P• M•••••••• T•••••• · T••••••direct · owns 25% to 50%
- T•• M••••••• L•• M••••••• T•••• O• · Shareholderdirect · owns 25% to 50%
- T•• M••••••• L•• M••••••• T•••• O• 2•••• T•••• P• M•••••••• T•••••• · T••••••direct · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026M•••••••• T••••• P•• (CHAIRMAN) left Schedule A between the filings of 2021-03-30 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): no on the filing of 2025-04-14, yes on the filing of 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 372 to 370Apr 14, 2025 to Mar 31, 2026
- HNW clients · 245 to 248Apr 14, 2025 to Mar 31, 2026
- Individual clients · 127 to 122Apr 14, 2025 to Mar 31, 2026
- Assets in custody · unset to 308518912.0Apr 14, 2025 to Mar 31, 2026
- Custody of client assets · false to trueApr 14, 2025 to Mar 31, 2026
- Employees · 12 to 13Apr 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.7B to $1.7BApr 14, 2025 to Mar 31, 2026
- HNW RAUM · $1.7B to $1.8BApr 14, 2025 to Mar 31, 2026
- Individual RAUM · $40.7M to $41.7MApr 14, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $123M to $180MApr 14, 2025 to Mar 31, 2026
- RAUM · $1.8B to $1.9BApr 14, 2025 to Mar 31, 2026
- Accounts · 353 to 372Mar 28, 2024 to Apr 14, 2025
- HNW clients · 225 to 245Mar 28, 2024 to Apr 14, 2025
- Individual clients · 120 to 127Mar 28, 2024 to Apr 14, 2025
- Financial planning clients · unset to Mar 28, 2024 to Apr 14, 2025
- Discretionary RAUM · $1.5B to $1.7BMar 28, 2024 to Apr 14, 2025
- HNW RAUM · $1.6B to $1.7BMar 28, 2024 to Apr 14, 2025
- Individual RAUM · $41.7M to $40.7MMar 28, 2024 to Apr 14, 2025
- Non-discretionary RAUM · $168M to $123MMar 28, 2024 to Apr 14, 2025
- RAUM · $1.6B to $1.8BMar 28, 2024 to Apr 14, 2025
- Accounts · 355 to 353Mar 31, 2023 to Mar 28, 2024
- Charity clients · 9 to 8Mar 31, 2023 to Mar 28, 2024
- HNW clients · 227 to 225Mar 31, 2023 to Mar 28, 2024
- Individual clients · 119 to 120Mar 31, 2023 to Mar 28, 2024
- Employees · 13 to 12Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.2B to $1.5BMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $1.3B to $1.6BMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $40.8M to $41.7MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $147M to $168MMar 31, 2023 to Mar 28, 2024
- RAUM · $1.4B to $1.6BMar 31, 2023 to Mar 28, 2024
- Accounts · 341 to 355Mar 31, 2022 to Mar 31, 2023
- Charity clients · 8 to 9Mar 31, 2022 to Mar 31, 2023
- HNW clients · 222 to 227Mar 31, 2022 to Mar 31, 2023
- Individual clients · 111 to 119Mar 31, 2022 to Mar 31, 2023
- Employees · 14 to 13Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.4B to $1.2BMar 31, 2022 to Mar 31, 2023
- HNW RAUM · $1.5B to $1.3BMar 31, 2022 to Mar 31, 2023
- Individual RAUM · $43.9M to $40.8MMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $175M to $147MMar 31, 2022 to Mar 31, 2023
- RAUM · $1.6B to $1.4BMar 31, 2022 to Mar 31, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 512-495-9500reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.t•••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 512-495-9500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $274Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026