DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• E••••• G••••

C••••• I••••••••• A••••••• L••BD affiliatedFulshear, Txdual registrantIAPD 4531829

Feed of 09/14/2026

At current firm

1 y

since Feb 20, 2025

In the industry

24 y

since Aug 3, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Feb 20, 2025 · Fulshear, Tx
C•••••••• F•••••••• G•••• A••••••• former
May 16, 2013 to Feb 20, 2025 · Richmond, Tx
M••••••• I••••••••• N•••••• I••• BD affiliated
Jan 4, 2011 to May 29, 2013 · Dallas, Tx
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to May 12, 2008 · Bryan, Tx
M••••• S•••••• D• I••• unclassified
Jul 25, 2003 to Apr 2, 2007 · Bryan, Tx
M••••• S•••••• D• I••• unclassified
Dec 13, 2002 to Jul 11, 2003 · Bryan, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••
left Feb 20, 2025, registered Feb 20, 2025 (0 days) · corporate re-registration, not a move
M••••••• I••••••••• N•••••• I••• to C•••••••• F•••••••• G•••• A•••••••
left May 29, 2013, registered May 16, 2013 (-13 days) · Other
M••••• S•••••• • C•• L•• to M••••••• I••••••••• N•••••• I•••
left May 12, 2008, registered Jan 4, 2011 (967 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address