DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Debra Fain Grauel
Feed of 09/14/2026
Also filed as Debra Grauel
At current firm
3 y
since Jul 28, 2023
In the industry
32 y
since Sep 1, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Money Concepts Advisory Service BD affiliated currentsince Jul 28, 2023 · Palm Beach Gardens, Fl
- Cetera Investment Advisers LLC BD affiliatedJun 29, 2023 to Jul 28, 2023 · Florence, Ky
- Cetera Advisor Networks LLC formerMay 20, 2021 to Jun 29, 2023 · Florence, Ky
- Summit Financial Group Inc formerOct 6, 2005 to May 20, 2021 · Florence, Ky
- Morgan Stanley Dw Inc. unclassifiedJan 2, 2003 to Aug 29, 2005 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Money Concepts Advisory Serviceleft Jul 28, 2023, registered Jul 28, 2023 (0 days) · Affiliated broker-dealer or bank to another
- Cetera Advisor Networks LLC to Cetera Investment Advisers LLCleft Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- Summit Financial Group Inc to Cetera Advisor Networks LLCleft May 20, 2021, registered May 20, 2021 (0 days) · channel change inside one enterprise, not a move
- Morgan Stanley Dw Inc. to Summit Financial Group Incleft Aug 29, 2005, registered Oct 6, 2005 (38 days) · Other
Signals
- Debra Fain Grauel left Cetera Investment Advisers Llc for Money Concepts Advisory Service (registered 2023-07-28)Jul 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address