RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• G•••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Feb 15, 2017 · San Antonio, Tx
- I••••••••• P••••••••• I••• formerApr 10, 2006 to Jan 19, 2017 · San Antonio, Tx
- C••••••• I••••••••• S••••••• unclassifiedOct 12, 2004 to Mar 9, 2006 · San Antonio, Tx
- A• G• E•••••• • S•••• I••• unclassifiedAug 6, 2002 to May 10, 2004 · San Antonio, Tx
- I••••••••• P••••••••• I••• to J••• M••••• S••••••••• L••left Jan 19, 2017, registered Feb 15, 2017 (27 days) · Other
- C••••••• I••••••••• S••••••• to I••••••••• P••••••••• I•••left Mar 9, 2006, registered Apr 10, 2006 (32 days) · Other
- A• G• E•••••• • S•••• I••• to C••••••• I••••••••• S•••••••left May 10, 2004, registered Oct 12, 2004 (155 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address