DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• G••• A•••••••••

L•• F•••••••• L••BD affiliatedAltamonte Springs, Fldual registrantIAPD 4536001

Feed of 09/14/2026

At current firm

3 y

since Oct 27, 2022

In the industry

22 y

since Sep 24, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 27, 2022 · Altamonte Springs, Fl
F•••• T•••• S••••••••• I••• BD affiliated
Sep 17, 2015 to Oct 28, 2022 · Altamonte Springs, Fl
S••••••• I••••••••• S•••••••• I••• former
Nov 17, 2008 to Sep 8, 2015 · Orlando, Fl
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Nov 21, 2008 · Eustis, Fl
A• G• E•••••• • S•••• I••• unclassified
Oct 7, 2003 to Jan 1, 2008 · Eustis, Fl

Moves

a registration end followed by a registration begin elsewhere

F•••• T•••• S••••••••• I••• to L•• F•••••••• L••
left Oct 28, 2022, registered Oct 27, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
S••••••• I••••••••• S•••••••• I••• to F•••• T•••• S••••••••• I•••
left Sep 8, 2015, registered Sep 17, 2015 (9 days) · Other
W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••
left Nov 21, 2008, registered Nov 17, 2008 (-4 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

M•••••• G••• A••••••••• left F•••• T•••• S••••••••• I••• for L•• F•••••••• L•• (registered 2022-10-27)
Oct 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address