RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Aug 29, 2019 · Latrobe, Pa
• S•••••••• F••••••••• I••• former
  Jun 23, 2011 to Aug 30, 2019 · Latrobe, Pa
• T•• S••••• H••• C••••• I••• unclassified
  May 2, 2003 to Oct 31, 2012 · Mt. Pleasant, Pa

• S•••••••• F••••••••• I••• to L•• F•••••••• L••
  left Aug 30, 2019, registered Aug 29, 2019 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
• T•• S••••• H••• C••••• I••• to S•••••••• F••••••••• I•••
  left Oct 31, 2012, registered Jun 23, 2011 (-496 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address