DFX Intelligence
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Registered advisor
M•••• M••••
Feed of 09/14/2026
At current firm
15 y
since May 19, 2011
In the industry
23 y
since Jan 31, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••• T••••••• • K•••• L•• independent RIA currentsince May 19, 2011 · Edison, Nj
- E•••••••• A•••••••• L•• national BDJun 11, 2003 to Jul 23, 2010 · Woodbridge, Nj
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to H•••••• T••••••• • K•••• L••left Jul 23, 2010, registered May 19, 2011 (300 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address