RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• L••• V•••••
- S•••••• B•••• W•••••• L•• independent RIA currentsince Aug 18, 2020 · Marina Del Rey, Ca
- B••••••• C•••••• state registeredMay 24, 2019 to Oct 3, 2022 · Miami, Fl
- C••• F•••••••• independent RIAOct 26, 2010 to Dec 31, 2019 · Venice, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJul 12, 2002 to Oct 12, 2010 · Los Angeles, Ca
- B••••••• C•••••• to S•••••• B•••• W•••••• L••left Oct 3, 2022, registered Aug 18, 2020 (-776 days) · Other
- C••• F•••••••• to B••••••• C••••••left Dec 31, 2019, registered May 24, 2019 (-221 days) · RIA to a state-registered adviser
- A••••••••• F•••••••• S•••••••• L•• to C••• F••••••••left Oct 12, 2010, registered Oct 26, 2010 (14 days) · Other
- J••• L••• V••••• left B••••••• C•••••• for S•••••• B•••• W•••••• L•• (registered 2020-08-18)Oct 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address