DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• F••••••••
Legal name C••• F•••••••• P••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Mar 28, 2012 · 26 filings
SEC status approved since Jul 6, 2015
RAUM
$302M
reported, Item 5.F
Discretionary
38%
of RAUM
Private clients
77%
$232M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$151M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$302M as of Mar 30, 2026
Mar 28, 2012$60.0M then
HNW client RAUM$209M as of Mar 30, 2026
Mar 29, 2018$50.2M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 30, 20163 then
Employees (5.A)5 as of Mar 30, 2026
Mar 30, 20165 then
Private funds: no history
RAUM +6.0% over the last fiscal year+9.4% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $151MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $531,130derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 38%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $285MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$209M69%
- Insurance companies$34.8M12%
- Corporations and businesses$34.8M12%
- Individuals$23.6M7.8%
- Individual clients
- 59reported
- HNW clients
- 56reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 568reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.77 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• C•••••• K•••••Certified Financial Planner | El Segundo, Ca | Dec 9, 2020 | 30 y | 2 |
| S••••• K•••Chartered Financial Analyst | Las Vegas, Nv | Jan 1, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- B•••••• S• H•••••••• to S•••May 20, 2024 · RIA to affiliated broker-dealer or bank
- J••• L••• V••••• to B••••••• C••••••Dec 31, 2019 · RIA to a state-registered adviser
- T•••• A••• T••••• to E• W••••• A•••••••May 13, 2011 · Other
Joined, latest
- B•••••• S• H•••••••• from S••••••• F•••••••• S•••••••• I•••Jun 23, 2016 · Other
- J••• L••• V••••• from A••••••••• F•••••••• S•••••••• L••Oct 26, 2010 · Other
- T•••• A••• T••••• from A••••••••• F•••••••• S•••••••• L••Oct 26, 2010 · Other
- J••• C•••••• K••••• from A••••••••• F•••••••• S•••••••• L••Oct 8, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• J•••• C•••••• · Ceo / Cfocontrolsince 09/2010 · owns 75% or more
- H••••••••• A••••• P•••• · Chief Compliance Officersince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
- C••••••••• F••••investment advisernRAUM $3.2B
- J••• V•••••••• L••investment adviserpooled vehicle sponsorn
- K•••• H•••••••• L••investment adviserpooled vehicle sponsorn
Advisers that list C••• F•••••••• as a related person
- 172379 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| El Segundo, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 594 to 568Mar 25, 2025 to Mar 30, 2026
- Corporate clients · 11 to 10Mar 25, 2025 to Mar 30, 2026
- Individual clients · 72 to 59Mar 25, 2025 to Mar 30, 2026
- Financial planning clients · 51-100 to 1-10Mar 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $98.0M to $114MMar 25, 2025 to Mar 30, 2026
- HNW RAUM · $191M to $209MMar 25, 2025 to Mar 30, 2026
- Individual RAUM · $26.5M to $23.6MMar 25, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $187M to $188MMar 25, 2025 to Mar 30, 2026
- RAUM · $285M to $302MMar 25, 2025 to Mar 30, 2026
- Accounts · 592 to 594Apr 16, 2024 to Mar 25, 2025
- Advisory employees · 3 to 2Apr 16, 2024 to Mar 25, 2025
- Corporate clients · 9 to 11Apr 16, 2024 to Mar 25, 2025
- HNW clients · 54 to 56Apr 16, 2024 to Mar 25, 2025
- Individual clients · 73 to 72Apr 16, 2024 to Mar 25, 2025
- Employees · 6 to 5Apr 16, 2024 to Mar 25, 2025
- Financial planning clients · 51-100 to 51-100Apr 16, 2024 to Mar 25, 2025
- State-registered IARs · 3 to 2Apr 16, 2024 to Mar 25, 2025
- Discretionary RAUM · $90.0M to $98.0MApr 16, 2024 to Mar 25, 2025
- HNW RAUM · $172M to $191MApr 16, 2024 to Mar 25, 2025
- Individual RAUM · $19.8M to $26.5MApr 16, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $164M to $187MApr 16, 2024 to Mar 25, 2025
- RAUM · $254M to $285MApr 16, 2024 to Mar 25, 2025
- Accounts · 576 to 592Dec 21, 2023 to Mar 27, 2024
- HNW clients · 62 to 54Dec 21, 2023 to Mar 27, 2024
- Individual clients · 71 to 73Dec 21, 2023 to Mar 27, 2024
- Discretionary RAUM · $82.8M to $90.0MDec 21, 2023 to Mar 27, 2024
- HNW RAUM · $156M to $172MDec 21, 2023 to Mar 27, 2024
- Individual RAUM · $15.9M to $19.8MDec 21, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $147M to $164MDec 21, 2023 to Mar 27, 2024
- RAUM · $230M to $254MDec 21, 2023 to Mar 27, 2024
- Other offices · 1 to 0Mar 31, 2023 to Dec 21, 2023
- Accounts · 582 to 576Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 2 to 3Mar 30, 2022 to Mar 31, 2023
- HNW clients · 48 to 62Mar 30, 2022 to Mar 31, 2023
- Individual clients · 81 to 71Mar 30, 2022 to Mar 31, 2023
- Pension plan clients · 18.0 to unsetMar 30, 2022 to Mar 31, 2023
- Employees · 5 to 6Mar 30, 2022 to Mar 31, 2023
- HQ city · VENICE to EL SEGUNDOMar 30, 2022 to Mar 31, 2023
- State-registered IARs · 2 to 3Mar 30, 2022 to Mar 31, 2023
- Other offices · 0 to 1Mar 30, 2022 to Mar 31, 2023
Signals
2 dated events
- B•••••• S• H•••••••• left C••• F•••••••• for Seia (registered 2024-04-22)May 20, 2024 · Advisor changed firm · fact
- C••• F•••••••• filed its initial SEC registration (Form ADV)Jun 17, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/core-financial-partners-inc-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- c••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-450-6004reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $151Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026