RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• E••••• B••••
- B•••• F•••••••• state registered currentsince Oct 18, 2017 · Birmingham, Al
- T••••••••• F••••••••• L•• independent RIAJan 30, 2017 to Oct 18, 2017 · Homewood, Al
- C•••••••• F•••••••• G•••• A••••••• formerJan 8, 2016 to Dec 31, 2016 · Birmingham, Al
- T••••••••• F••••••••• L•• to B•••• F••••••••left Oct 18, 2017, registered Oct 18, 2017 (0 days) · RIA to a state-registered adviser
- C•••••••• F•••••••• G•••• A••••••• to T••••••••• F••••••••• L••left Dec 31, 2016, registered Jan 30, 2017 (30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address