DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••••• F••••••••• L••
Latest filing Aug 25, 2026
First filing on the tape Jun 12, 2020 · 17 filings
SEC status approved since Jul 13, 2020
RAUM
$280M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$263M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$56.0M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$280M as of Aug 25, 2026
Mar 25, 2021$139M then
HNW client RAUM$247M as of Aug 25, 2026
Mar 25, 2021$123M then
State-registered IARs (5.B.3)4 as of Aug 25, 2026
Mar 25, 20213 then
Employees (5.A)7 as of Aug 25, 2026
Mar 25, 20215 then
Private funds: no history
RAUM +18% over the last fiscal year+22% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $56.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $337,620derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $77.6M, 121 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$247M88%
- Individuals$16.0M5.7%
- Charitable organizations$8.6M3.1%
- Corporations and businesses$8.2M2.9%
- Individual clients
- 33reported
- HNW clients
- 93reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 830reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $77.6M for 121 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• D•••• H••••••Certified Financial Planner | Homewood, Al | Jun 2, 2004 | 22 y | 0 |
| K•••• A••• L•••Certified Financial Planner | Homewood, Al | Nov 26, 2015 | 16 y | 1 |
| J•••• T•••• M••••Certified Financial Planner | Homewood, Al | Aug 20, 2020 | 14 y | 0 |
| P••••• N•••• W•••• | Homewood, Al | Oct 17, 2022 | 19 y | 0 |
| Z•••••• B••••••• | Homewood, Al | Aug 5, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B•••••• E••••• B•••• to B•••• F••••••••Oct 18, 2017 · RIA to a state-registered adviser
Joined, latest
- B•••••• E••••• B•••• from C•••••••• F•••••••• G•••• A•••••••Jan 30, 2017 · Other
- K•••• A••• L••• from N••••••• F•••••••• P•••••••• L••Nov 26, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• B••••• D•••• · Sole Trustee Of T••••••••• T••••controlsince 07/2022 · owns 75% or more
- M••••• J••••• T•••• · Membersince 07/2022 · owns 10% to 25%
Entity owners
- T••••••••• T•••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Homewood, Al · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- HQ city · HOOVER to HOMEWOODMar 9, 2026 to Aug 25, 2026
- Accounts · 798 to 830Jul 3, 2025 to Mar 9, 2026
- Charity clients · 2.0 to unsetJul 3, 2025 to Mar 9, 2026
- HNW clients · 87 to 93Jul 3, 2025 to Mar 9, 2026
- Assets in custody · $141M to $77.6MJul 3, 2025 to Mar 9, 2026
- Employees · 5 to 7Jul 3, 2025 to Mar 9, 2026
- Discretionary RAUM · $237M to $280MJul 3, 2025 to Mar 9, 2026
- HNW RAUM · $213M to $247MJul 3, 2025 to Mar 9, 2026
- Individual RAUM · $16.9M to $16.0MJul 3, 2025 to Mar 9, 2026
- RAUM · $237M to $280MJul 3, 2025 to Mar 9, 2026
- Financial planning clients · 101-250 to 101-250Jun 6, 2025 to Jul 3, 2025
- Accounts · 756 to 798Feb 26, 2024 to Mar 26, 2025
- HNW clients · 77 to 87Feb 26, 2024 to Mar 26, 2025
- Individual clients · 30 to 33Feb 26, 2024 to Mar 26, 2025
- Assets in custody · $115M to $141MFeb 26, 2024 to Mar 26, 2025
- Financial planning clients · 51-100 to 101-250Feb 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $194M to $237MFeb 26, 2024 to Mar 26, 2025
- HNW RAUM · $174M to $213MFeb 26, 2024 to Mar 26, 2025
- Individual RAUM · $13.0M to $16.9MFeb 26, 2024 to Mar 26, 2025
- RAUM · $194M to $237MFeb 26, 2024 to Mar 26, 2025
- Accounts · 706 to 756May 11, 2023 to Feb 26, 2024
- Charity clients · 1 to 2May 11, 2023 to Feb 26, 2024
- HNW clients · 64 to 77May 11, 2023 to Feb 26, 2024
- Individual clients · 36 to 30May 11, 2023 to Feb 26, 2024
- Assets in custody · $92.7M to $115MMay 11, 2023 to Feb 26, 2024
- Employees · 6 to 5May 11, 2023 to Feb 26, 2024
- Discretionary RAUM · $156M to $194MMay 11, 2023 to Feb 26, 2024
- HNW RAUM · $133M to $174MMay 11, 2023 to Feb 26, 2024
- Individual RAUM · $18.1M to $13.0MMay 11, 2023 to Feb 26, 2024
- RAUM · $156M to $194MMay 11, 2023 to Feb 26, 2024
- Accounts · 697 to 706Oct 19, 2022 to Feb 10, 2023
- HNW clients · 68 to 64Oct 19, 2022 to Feb 10, 2023
- Individual clients · 28 to 36Oct 19, 2022 to Feb 10, 2023
- Assets in custody · $102M to $92.7MOct 19, 2022 to Feb 10, 2023
- Discretionary RAUM · $173M to $156MOct 19, 2022 to Feb 10, 2023
- HNW RAUM · $153M to $133MOct 19, 2022 to Feb 10, 2023
- Individual RAUM · $14.0M to $18.1MOct 19, 2022 to Feb 10, 2023
- RAUM · $173M to $156MOct 19, 2022 to Feb 10, 2023
- State-registered IARs · 3 to 4Aug 18, 2022 to Oct 19, 2022
- Accounts · 641 to 697Mar 25, 2021 to Mar 23, 2022
Signals
1 dated events
- T••••••••• F••••••••• L•• filed its initial SEC registration (Form ADV)Jun 12, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@timberchase.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 205-980-7118reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 541-728-2220reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/timberchase-financial-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T•••••••••.NETreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 205-980-7118reportedpublic record, Form ADV, Aug 25, 2026
- Team page
- TIMBERCHASE.NET/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026