RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• B••• C••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Sep 16, 2019 · Columbia, Tn
- F•••• H•••••• A•••••••• I•• formerJun 6, 2016 to Sep 17, 2019 · Columbia, Tn
- L••••• F••••••••• I••• BD affiliatedJun 24, 2011 to May 31, 2016 · Columbia, Tn
- F•••• H•••••• A•••••••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 17, 2019, registered Sep 16, 2019 (-1 days) · RIA to affiliated broker-dealer or bank
- L••••• F••••••••• I••• to F•••• H•••••• A•••••••• I••left May 31, 2016, registered Jun 6, 2016 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address