DFX Intelligence
RIA Intelligence
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Registered advisor
P••• R• R••
Feed of 09/14/2026
Also filed as Paul Richard Ray
At current firm
3 y
since Aug 23, 2023
In the industry
24 y
since May 1, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 23, 2023 · Fort Worth, Tx
- P••••••• R•• C•••••• M••••••••• I••• formerJun 13, 2002 to Apr 12, 2022 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- P••••••• R•• C•••••• M••••••••• I••• to J••• M••••• S••••••••• L••left Apr 12, 2022, registered Aug 23, 2023 (498 days) · RIA to wirehouse
Signals
- P••• R• R•• left P••••••• R•• C•••••• M••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2023-08-23)Apr 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address