DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Edwin Barnette
Certified Financial Planner
Feed of 09/15/2026
At current firm
1 y
since May 15, 2025
In the industry
24 y
since Aug 1, 2002 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince May 15, 2025 · Portland, Or
- Cuso Financial Services, L.P. formerMar 12, 2018 to May 15, 2025 · Hood River, Or
- Fisher Investments independent RIAAug 16, 2017 to Mar 21, 2018 · Plano, Tx
- U.S. Bancorp Investments, Inc. formerNov 18, 2013 to Aug 1, 2017 · Vancouver, Wa
- Cetera Investment Services LLC formerAug 14, 2012 to Nov 4, 2013 · Tigard, Or
- Ameriprise Financial Services, LLC national BDAug 1, 2011 to Feb 1, 2012 · Henderson, Nv
- Td Ameritrade Investment Management, LLC formerOct 9, 2009 to Jul 14, 2011 · Las Vegas, Nv
- Td Ameritrade, Inc. formerOct 9, 2009 to Jul 14, 2011 · Las Vegas, Nv
- Ameriprise Financial Services, LLC national BDAug 2, 2002 to Jul 10, 2009 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- Cuso Financial Services, L.P. to LPL Financial LLCleft May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- Fisher Investments to Cuso Financial Services, L.P.left Mar 21, 2018, registered Mar 12, 2018 (-9 days) · RIA to affiliated broker-dealer or bank
- U.S. Bancorp Investments, Inc. to Fisher Investmentsleft Aug 1, 2017, registered Aug 16, 2017 (15 days) · Other
- Cetera Investment Services LLC to U.S. Bancorp Investments, Inc.left Nov 4, 2013, registered Nov 18, 2013 (14 days) · Other
- Ameriprise Financial Services, LLC to Cetera Investment Services LLCleft Feb 1, 2012, registered Aug 14, 2012 (195 days) · Other
- Td Ameritrade Investment Management, LLC to Ameriprise Financial Services, LLCleft Jul 14, 2011, registered Aug 1, 2011 (18 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jul 14, 2011, registered Oct 9, 2009 (-643 days) · channel change inside one enterprise, not a move
- Ameriprise Financial Services, LLC to Td Ameritrade, Inc.left Jul 10, 2009, registered Oct 9, 2009 (91 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address