DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••• H••••••••• P••••••

G•••••• W••••• P•••••••• L••independent RIAAppleton, Wi dual registrantIAPD 4544987

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Christ P••••••

At current firm

2 y

since May 29, 2024

In the industry

24 y

since Jul 16, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•••••• W••••• P•••••••• L•• independent RIA current
since May 29, 2024 · Farmington, Ct
P•••••• A•••••• G••••• L•• BD affiliated
Dec 4, 2015 to Jun 28, 2024 · Farmington, Ct
M•• F•••••••• S•••••••• I••• former
Jul 2, 2008 to Dec 17, 2015 · Glastonbury, Ct
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 19, 2002 to Jun 27, 2008 · Farmington, Ct

Moves

a registration end followed by a registration begin elsewhere

P•••••• A•••••• G••••• L•• to G•••••• W••••• P•••••••• L••
left Jun 28, 2024, registered May 29, 2024 (-30 days) · Affiliated broker-dealer or bank to independent RIA
M•• F•••••••• S•••••••• I••• to P•••••• A•••••• G••••• L••
left Dec 17, 2015, registered Dec 4, 2015 (-13 days) · Other
A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••
left Jun 27, 2008, registered Jul 2, 2008 (5 days) · Other

Signals

L••• H••••••••• P•••••• left P•••••• A•••••• G••••• L•• for G•••••• W••••• P•••••••• L•• (registered 2024-05-29)
Jun 28, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address