DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• B•••••• J••••

U•• F•••••••• S••••••• I•••wirehouseColumbus, Ohdual registrantIAPD 4546942

Feed of 09/14/2026

Also filed as J•••• B•••••• J••••

At current firm

1 y

since Mar 27, 2025

In the industry

24 y

since Aug 6, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Mar 27, 2025 · Columbus, Oh
R•••••• J•••• • A••••••••• I••• national BD
Jun 2, 2021 to Mar 28, 2025 · Dublin, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 11, 2019 to Jun 2, 2021 · New York, Ny
A••••••• F•••••••• A•••••••• L•• BD affiliated
Oct 8, 2018 to Oct 3, 2019 · Fort Mill, Sc
E•••••••• A•••••••• L•• national BD
Aug 16, 2002 to Nov 8, 2002 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to U•• F•••••••• S••••••• I•••
left Mar 28, 2025, registered Mar 27, 2025 (-1 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••
left Jun 2, 2021, registered Jun 2, 2021 (0 days) · Wirehouse to affiliated broker-dealer or bank
A••••••• F•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 3, 2019, registered Oct 11, 2019 (8 days) · Affiliated broker-dealer or bank to wirehouse
E•••••••• A•••••••• L•• to A••••••• F•••••••• A•••••••• L••
left Nov 8, 2002, registered Oct 8, 2018 (5813 days) · Affiliated broker-dealer or bank to another

Signals

J•••• B•••••• J•••• left R•••••• J•••• • A••••••••• I••• for U•• F•••••••• S••••••• I••• (registered 2025-03-27)
Mar 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address