DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Parker Dennett
Feed of 09/14/2026
Also filed as Eric Parker Dennett
At current firm
10 y
since Dec 4, 2015
In the industry
24 y
since Aug 6, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Dec 4, 2015 · Washington, Dc
- Barclays Capital Inc. formerFeb 15, 2013 to Dec 4, 2015 · Washington, Dc
- Morgan Stanley wirehouseJun 1, 2009 to Mar 4, 2013 · Washington, Dc
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 1, 2009 · Washington, Dc
- Morgan Stanley Dw Inc. unclassifiedSep 9, 2005 to Apr 2, 2007 · Washington, Dc
- Citigroup Global Markets Inc. BD affiliatedAug 22, 2002 to Sep 19, 2005 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- Barclays Capital Inc. to Stifel, Nicolaus & Company, Incorporatedleft Dec 4, 2015, registered Dec 4, 2015 (0 days) · corporate re-registration, not a move
- Morgan Stanley to Barclays Capital Inc.left Mar 4, 2013, registered Feb 15, 2013 (-17 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- Citigroup Global Markets Inc. to Morgan Stanley Dw Inc.left Sep 19, 2005, registered Sep 9, 2005 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address