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Feed of 09/14/2026
Also filed as J•••• A••••• P••••••
At current firm
3 y
since Oct 31, 2022
In the industry
24 y
since Jul 26, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S••••••• C••• L•• former currentsince Oct 31, 2022 · Bend, Or
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedDec 20, 2013 to Dec 31, 2022 · Bend, Or
- B••••• C•••••• S••••••••• unclassifiedJan 28, 2010 to Dec 24, 2013 · Bend, Or
- C••••••••• F•••••••• N•••••• national BDMay 6, 2005 to Dec 20, 2013 · Bend, Or
- O•••• F•• I••• formerMar 17, 2004 to May 9, 2005 · Bend, Or
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S••••••• C••• L••left Dec 31, 2022, registered Oct 31, 2022 (-61 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- B••••• C•••••• S••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 24, 2013, registered Dec 20, 2013 (-4 days) · Other
- C••••••••• F•••••••• N•••••• to B••••• C•••••• S•••••••••left Dec 20, 2013, registered Jan 28, 2010 (-1422 days) · Other
- O•••• F•• I••• to C••••••••• F•••••••• N••••••left May 9, 2005, registered May 6, 2005 (-3 days) · Other
Signals
- J•••• A••••• P•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for S••••••• C••• L•• (registered 2022-10-31)Dec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address