DFX Intelligence
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Registered advisor
D•••• T••••• H•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
12 y
since Jun 10, 2014
In the industry
24 y
since Jul 15, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Jun 10, 2014 · Brentwood, Tn
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 10, 2005 to Jun 6, 2014 · Nashville, Tn
- N•• E•••••• S••••••••• C••••••••• formerFeb 12, 2003 to Apr 21, 2005 · West Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Jun 6, 2014, registered Jun 10, 2014 (4 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M•• I•••••••• S•••••••• L••left Apr 21, 2005, registered May 10, 2005 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address