RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••••• V••••••
- I••••••••• P••••••• A•••• M••••••••• independent RIA currentsince Nov 23, 2021 · Metuchen, Nj
- I••••••••• P••••••• A•••• M••••••••• independent RIAJul 15, 2020 to Sep 20, 2021 · Metuchen, Nj
- T•••••••• A•••• M••••••••• L•• formerJul 23, 2019 to Jul 10, 2020 · Summit, Nj
- M•• W••••• M••••••••• state registeredNov 24, 2014 to Jan 2, 2019 · Upper Montclair, Nj
- R•• A•••• M••••••••• L•• unclassifiedMar 31, 2010 to May 20, 2010
- T•••••••• A•••• M••••••••• L•• to I••••••••• P••••••• A•••• M•••••••••left Jul 10, 2020, registered Jul 15, 2020 (5 days) · RIA to RIA
- M•• W••••• M••••••••• to T•••••••• A•••• M••••••••• L••left Jan 2, 2019, registered Jul 23, 2019 (202 days) · Other
- R•• A•••• M••••••••• L•• to M•• W••••• M•••••••••left May 20, 2010, registered Nov 24, 2014 (1649 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address