RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M•••••• D••••••••
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUM currentsince Feb 2, 2021 · Hauppauge, Ny
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMMar 9, 2004 to Apr 20, 2004 · Lyndhurst, Nj
- L•••• A•••••••• I••• unclassifiedJun 9, 2003 to Dec 10, 2003 · New York, Ny
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMJul 3, 2002 to May 20, 2003 · Lyndhurst, Nj
- L•••• A•••••••• I••• to E•••• • Y•••• I••••••••• A••••••• L••left Dec 10, 2003, registered Mar 9, 2004 (90 days) · Other
- E•••• • Y•••• I••••••••• A••••••• L•• to L•••• A•••••••• I•••left May 20, 2003, registered Jun 9, 2003 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address