RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• H••••• C•••••••••
- H• W••••• independent RIA currentsince Nov 8, 2021 · Atlanta, Ga
- H•••••• B••• formerJan 30, 2019 to Nov 21, 2021 · Atlanta, Ga
- S••••••••• A•••••••• L•• unclassifiedFeb 1, 2013 to Jan 28, 2019 · Atlanta, Ga
- P•• A••••••• S•••••••• I••• formerAug 6, 2008 to Feb 1, 2013 · Roswell, Ga
- C••••••••• C•••••• A•••••••• L•• unclassifiedJan 30, 2007 to Feb 1, 2008 · Roswell, Ga
- H•••••• B••• to H• W•••••left Nov 21, 2021, registered Nov 8, 2021 (-13 days) · corporate re-registration, not a move
- S••••••••• A•••••••• L•• to H•••••• B•••left Jan 28, 2019, registered Jan 30, 2019 (2 days) · Other
- P•• A••••••• S•••••••• I••• to S••••••••• A•••••••• L••left Feb 1, 2013, registered Feb 1, 2013 (0 days) · Other
- C••••••••• C•••••• A•••••••• L•• to P•• A••••••• S•••••••• I•••left Feb 1, 2008, registered Aug 6, 2008 (187 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address