RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• D•••• D•••••••
- E• W••••• A••••••• independent RIA currentsince Apr 18, 2023 · Media, Pa
- L••••• F•••••••• R•••••••• formerJul 20, 2018 to May 15, 2023 · Media, Pa
- L••••• F•••••••• R••••••••• I••• formerFeb 24, 2006 to Jun 27, 2019 · Media, Pa
- P•• F••••••••• L•• unclassifiedDec 13, 2004 to Jan 4, 2006 · Media, Pa
- F•••••••• W••• G•••• formerAug 15, 2003 to Nov 18, 2004 · Downingtown, Pa
- W•••••• • R••• formerJun 11, 2003 to Aug 15, 2003 · Harrisburg , Pa
- L••••• F•••••••• R•••••••• to E• W••••• A•••••••left May 15, 2023, registered Apr 18, 2023 (-27 days) · RIA to RIA · moved with a team
- L••••• F•••••••• R••••••••• I••• to L••••• F•••••••• R••••••••left Jun 27, 2019, registered Jul 20, 2018 (-342 days) · channel change inside one enterprise, not a move · moved with a team
- P•• F••••••••• L•• to L••••• F•••••••• R••••••••• I•••left Jan 4, 2006, registered Feb 24, 2006 (51 days) · Other
- F•••••••• W••• G•••• to P•• F••••••••• L••left Nov 18, 2004, registered Dec 13, 2004 (25 days) · Other
- W•••••• • R••• to F•••••••• W••• G••••left Aug 15, 2003, registered Aug 15, 2003 (0 days) · Other
- R•••••• D•••• D••••••• left L••••• F•••••••• R•••••••• for E• W••••• A••••••• (registered 2023-04-18)May 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address