RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• W•••• N•••••
- A••••• F•••••••• P•••••••• I••• independent RIA currentsince Sep 18, 2013 · Greenwood, In
- I••• I••••••••• A••••••• unclassifiedOct 5, 2012 to Dec 3, 2013 · Indianapolis, In
- P•• W••••• M••••••••• BD affiliatedJun 27, 2011 to Oct 5, 2012 · Indianapolis, In
- A••••••••• F•••••••• S•••••••• L•• national BDAug 29, 2002 to Dec 11, 2002 · Indianapolis, In
- I••• I••••••••• A••••••• to A••••• F•••••••• P•••••••• I•••left Dec 3, 2013, registered Sep 18, 2013 (-76 days) · Other
- P•• W••••• M••••••••• to I••• I••••••••• A•••••••left Oct 5, 2012, registered Oct 5, 2012 (0 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Dec 11, 2002, registered Jun 27, 2011 (3120 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address