RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• A••••• N••••••
- R••• F••••••••• L•• independent RIA currentsince Jun 13, 2017 · Bartlesville, Ok
- O••• W••••• A•••••••• I••• formerFeb 20, 2013 to Dec 31, 2013 · Bartlesville, Ok
- S••••••••• A•••••• A•••••••• I••• formerMar 18, 2009 to Mar 18, 2009 · Lavista, Ne
- F• W••••• M••••••••• formerFeb 22, 2005 to Dec 31, 2018 · Bartlesville, Ok
- B••••• • Y•••• A•••••••• I••• formerFeb 8, 2005 to Dec 31, 2005 · Ponca City, Ok
- E•••••••• A•••••••• L•• national BDSep 16, 2002 to Feb 9, 2005 · Bartlesville, Ok
- F• W••••• M••••••••• to S••••••••• A•••••• A•••••••• I•••left Dec 31, 2018, registered Mar 18, 2009 (-3575 days) · Other
- O••• W••••• A•••••••• I••• to R••• F••••••••• L••left Dec 31, 2013, registered Jun 13, 2017 (1260 days) · Other
- S••••••••• A•••••• A•••••••• I••• to O••• W••••• A•••••••• I•••left Mar 18, 2009, registered Feb 20, 2013 (1435 days) · Other
- B••••• • Y•••• A•••••••• I••• to F• W••••• M•••••••••left Dec 31, 2005, registered Feb 22, 2005 (-312 days) · Other
- E•••••••• A•••••••• L•• to B••••• • Y•••• A•••••••• I•••left Feb 9, 2005, registered Feb 8, 2005 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address