DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• F••••••••• L••
Latest filing Sep 4, 2026
First filing on the tape Jan 27, 2025 · 7 filings
SEC status approved since Feb 24, 2025
RAUM
$135M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
100%
$135M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$67.7M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$135M as of Jun 2, 2026
Jan 27, 2025$119M then
HNW client RAUM$106M as of Jun 2, 2026
Jan 27, 2025$80.9M then
State-registered IARs (5.B.3)2 as of Jun 2, 2026
Jan 27, 20253 then
Employees (5.A)3 as of Jun 2, 2026
Jan 27, 20254 then
Private funds: no history
RAUM +14% over the last fiscal yearIARs 3 to 2offices 1 to 0
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $67.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $452,960derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$106M78%
- Individuals$29.8M22%
- Individual clients
- 132reported
- HNW clients
- 34reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 299reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•• A••••• N••••••Certified Financial Planner | Bartlesville, Ok | Jun 13, 2017 | 24 y | 5 |
| L•••• E•• N••••••Certified Financial Planner | Bartlesville, Ok | Nov 30, 2018 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•• A••••• N•••••• from O••• W••••• A•••••••• I•••Jun 13, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N••••••• J••• A••••• · Chief Executive Officercontrolsince 01/2022 · owns less than 5%
- N••••••• L••••• E•• · President / Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
Entity owners
- K•• S•••••••• L• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bartlesville, Ok · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Jun 2, 2026 to Sep 4, 2026
- Related adviser · false to unsetJun 2, 2026 to Sep 4, 2026
- Related bank · false to unsetJun 2, 2026 to Sep 4, 2026
- Related broker-dealer · false to unsetJun 2, 2026 to Sep 4, 2026
- Related insurance company · false to unsetJun 2, 2026 to Sep 4, 2026
- Succession · false to unsetJun 2, 2026 to Sep 4, 2026
- Accounts · 190 to 299Aug 23, 2025 to Feb 10, 2026
- Advisory employees · 3 to 2Aug 23, 2025 to Feb 10, 2026
- HNW clients · 28 to 34Aug 23, 2025 to Feb 10, 2026
- Individual clients · 162 to 132Aug 23, 2025 to Feb 10, 2026
- Employees · 4 to 3Aug 23, 2025 to Feb 10, 2026
- State-registered IARs · 3 to 2Aug 23, 2025 to Feb 10, 2026
- Other offices · 1 to 0Aug 23, 2025 to Feb 10, 2026
- Discretionary RAUM · $106M to $120MAug 23, 2025 to Feb 10, 2026
- HNW RAUM · $80.9M to $106MAug 23, 2025 to Feb 10, 2026
- Individual RAUM · $37.7M to $29.8MAug 23, 2025 to Feb 10, 2026
- Non-discretionary RAUM · $12.3M to $15.2MAug 23, 2025 to Feb 10, 2026
- RAUM · $119M to $135MAug 23, 2025 to Feb 10, 2026
- Financial planning clients · 1-10 to 1-10Apr 29, 2025 to Jun 9, 2025
- HQ city · to BARTLESVILLEJan 27, 2025 to Apr 29, 2025
- HQ state · to OKJan 27, 2025 to Apr 29, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 918-336-7877reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- revofinancial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 918-336-7877reportedpublic record, Form ADV, Sep 4, 2026
- Contact form
- revofinancial.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026