DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles D Fuller

T. Rowe Price Advisory Services, Inc.BD affiliatedOwings Mills, Mddual registrantIAPD 4556090

Certified Financial Planner

Feed of 09/14/2026

Also filed as Charles D Fuller

At current firm

2 y

since May 21, 2024

In the industry

23 y

since May 1, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T. Rowe Price Advisory Services, Inc. BD affiliated current
since May 21, 2024 · Owings Mills, Md
Charles Schwab & Co., Inc. national BD
May 13, 2021 to May 15, 2024 · Towson, Md
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Feb 8, 2021 to Apr 19, 2021 · Hunt Valley, Md
Td Ameritrade Investment Management, LLC former
Nov 9, 2017 to Dec 31, 2020 · Lutherville, Md
Td Ameritrade, Inc. former
Nov 9, 2017 to Jan 11, 2021 · Towson, Md
T. Rowe Price Advisory Services, Inc. BD affiliated
Mar 25, 2011 to Dec 31, 2014 · Owings Mills, Md
T. Rowe Price Advisory Services, Inc. BD affiliated
Oct 25, 2004 to Aug 28, 2009 · Mclean, Va

Moves

a registration end followed by a registration begin elsewhere

Charles Schwab & Co., Inc. to T. Rowe Price Advisory Services, Inc.
left May 15, 2024, registered May 21, 2024 (6 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Charles Schwab & Co., Inc.
left Apr 19, 2021, registered May 13, 2021 (24 days) · Wirehouse to affiliated broker-dealer or bank
Td Ameritrade, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jan 11, 2021, registered Feb 8, 2021 (28 days) · Other
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left Dec 31, 2020, registered Nov 9, 2017 (-1148 days) · corporate re-registration, not a move
T. Rowe Price Advisory Services, Inc. to Td Ameritrade Investment Management, LLC
left Dec 31, 2014, registered Nov 9, 2017 (1044 days) · Other

Signals

Charles D Fuller left Charles Schwab & Co., Inc. for T. Rowe Price Advisory Services, Inc. (registered 2024-05-21)
May 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address