RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• C••••• S••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 16, 2023 · Greenwood Village, Co
- T•••••••• I••••••••• M••••••••• I•• asset managerOct 22, 2008 to Mar 23, 2016 · Santa Fe, Nm
- A•• I••••••••• S•••••••• I••• asset managerApr 28, 2008 to Oct 3, 2008 · Shelton, Ct
- T•••••••• I••••••••• M••••••••• I•• asset managerAug 28, 2007 to May 5, 2008 · Santa Fe, Nm
- T•••••••• I••••••••• M••••••••• I•• asset managerAug 16, 2007 to Aug 28, 2007 · Santa Fe, Nm
- A•• I••••••••• S•••••••• I••• asset managerJun 1, 2006 to Jul 31, 2007 · Shelton, Ct
- T•••••••• I••••••••• M••••••••• I•• to W•••• F•••• A•••••••left Mar 23, 2016, registered Jun 16, 2023 (2641 days) · Other
- A•• I••••••••• S•••••••• I••• to T•••••••• I••••••••• M••••••••• I••left Oct 3, 2008, registered Oct 22, 2008 (19 days) · Other
- T•••••••• I••••••••• M••••••••• I•• to A•• I••••••••• S•••••••• I•••left May 5, 2008, registered Apr 28, 2008 (-7 days) · Other
- A•• I••••••••• S•••••••• I••• to T•••••••• I••••••••• M••••••••• I••left Jul 31, 2007, registered Aug 16, 2007 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address