RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• C•••• Y••••
- D•••• I••••••••• M••••••••• L•• independent RIA currentsince Sep 15, 2022 · San Francisco, Ca
- L••• independent RIAJan 7, 2021 to Dec 22, 2022 · Los Angeles, Ca
- Q•••••• C•••••• M••••••••• formerDec 20, 2013 to Dec 23, 2020 · San Francisco, Ca
- W•• I••••••••• I••• formerAug 29, 2002 to Jan 12, 2012 · San Francisco, Ca
- L••• to D•••• I••••••••• M••••••••• L••left Dec 22, 2022, registered Sep 15, 2022 (-98 days) · RIA to RIA · moved with a team
- Q•••••• C•••••• M••••••••• to L•••left Dec 23, 2020, registered Jan 7, 2021 (15 days) · RIA to RIA · moved with a team
- W•• I••••••••• I••• to Q•••••• C•••••• M•••••••••left Jan 12, 2012, registered Dec 20, 2013 (708 days) · Other
- D••••• C•••• Y•••• left Lido for D•••• I••••••••• M••••••••• L•• (registered 2022-09-15)Dec 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address