DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Lido

Independent wealth managerLos Angeles, CaliforniaCRD 269866SEC 801-100433website IAPD

Legal name Lido Advisors, LLC

Latest filing Aug 27, 2026

First filing on the tape Jun 19, 2015 · 58 filings

SEC status approved since Jul 1, 2015

RAUM

$43B

reported, Item 5.F

Discretionary

97%

of RAUM

Private clients

90%

$38B individuals and HNW

Advisors

318

registered through the firm on IAPD

RAUM per advisor

$134M

derived; firm RAUM over IAPD count

Employees

437

235 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

58 filings and snapshots on the tape

RAUM$43B as of Aug 27, 2026

Mar 30, 2016$1.3B then

HNW client RAUM$37B as of Aug 27, 2026

Mar 29, 2018$2.6B then

State-registered IARs (5.B.3)295 as of Aug 27, 2026

Mar 30, 201616 then

Employees (5.A)437 as of Aug 27, 2026

Mar 30, 201628 then

Private funds22 as of Aug 27, 2026

Mar 29, 20182 then

RAUM +46% over the last fiscal year+48% a year over threeIARs 209 to 295offices 40 to 45

Practice profile

derived from the filing of Aug 27, 2026; every figure names its basis

Archetypes, each a printed rule

Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)

RAUM per advisor: $134MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 41derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.7MderivedHNW RAUM over HNW clients
Average account: $1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary: 97%derivedof RAUM
Institutional: 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.4derivedItem 5.A over advisors
Advisors per office: 6.9derived46 offices incl. principal (1.F.5)
RAUM growth, one year: +46%derivedbetween the last two annual amendments
Advisor growth, one year: +41%derivedItem 5.B.3 between annual amendments
Client growth, one year: +11%derived
Compensation: percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, educational seminarsreportedItem 5.G
Financial planning clients: 1,000reportedItem 5.H
Custody: $11B, 7,590 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 10derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$37B87%
Corporations and businesses$2.6B6.1%
Individuals$1.4B3.3%
Charitable organizations$927M2.2%
Pooled investment vehicles$684M1.6%
Investment companies$72.5M0.2%
Pension and profit-sharing plans$46.0M0.1%
Insurance companies$24.2M0.1%

Individual clients: 3,214reported
HNW clients: 9,829reported
Pension plan clients: 26reported
Charitable clients: 290reported
Accounts: 42,220reported
Financial planning clients: 1,000reported
Wrap fee programs: noreported
Custody of client assets: $11B for 7,590 clientsreported
Compensation: % of AUM, fixed, hourly, performancereported
Class basis: private_client_share=0.9 fund_share=0.02 institutional_share=0.02 related_bd=true related_bank=true bd_reps=7.0 bank_owner=falsederived

Advisors registered through the firm

318 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Jason Jay Ozur	Los Angeles, Ca	Jul 1, 2015	16 y	1
Jeffrey Joseph Westheimer	Los Angeles, Ca	Jul 1, 2015	18 y	1
Gregory Paul Kushner	Los Angeles, Ca	Jul 1, 2015	31 y	1
Alexandra Marie Browne	Los Angeles, Ca	Jul 1, 2015	11 y	2
Jeffrey Anton Christie	Los Angeles, Ca	Jul 1, 2015	21 y	2
Alyssa Lyndsey WeinbergerCertified Financial Planner	Los Angeles, Ca	Jul 30, 2015	22 y	0
Michael Joseph Karsa	Los Angeles, Ca	Jan 22, 2016	13 y	3
Christopher Gene PetersonCertified Financial Planner	Atlanta, Ga	Feb 4, 2016	13 y	2
Louis Carmen Flamino	Scottsdale, Az	Mar 10, 2016	28 y	1
David Nelson Lundquist	Los Angeles, Ca	Feb 15, 2017	22 y	4
Alexander Edward Kob	Los Angeles, Ca	Mar 6, 2018	12 y	2
Colleen Elizabeth Kelly	Los Angeles, Ca	Sep 11, 2018	14 y	2
Emily Howard Kruthoff	Dallas, Tx	Apr 11, 2019	10 y	0
Scott Matthew Berman	Los Angeles, Ca	Jun 6, 2019	27 y	2
Erica Kaur Ghotra	Los Angeles, Ca	Aug 28, 2019	16 y	2
Robert Wayne MartonCertified Financial Planner	Los Angeles, Ca	Oct 22, 2019	26 y	3
John Charles Bute	Los Angeles, Ca	Oct 22, 2019	26 y	3
Melinda Kathleen MchughCertified Financial Planner	Los Angeles, Ca	Oct 31, 2019	23 y	2
Sierra Anne ArgyleCertified Financial Planner	Chicago, Il	Dec 2, 2019	12 y	0
James Scott Savage	Chicago, Il	Jan 24, 2020	10 y	0
Eric SagadinCertified Financial Planner	Chicago, Il	Feb 12, 2020	11 y	0
Shawn Jennings Moran	Atlanta, Ga	May 27, 2020	13 y	1
Nicholas Doddo	Los Angeles, Ca	Jul 16, 2020	14 y	0
Jonathan Archer TeranCertified Financial Planner	Dallas, Tx	Aug 27, 2020	27 y	3
Colin Charles GroverCertified Financial Planner	Los Angeles, Ca	Oct 12, 2020	19 y	5
Dani M. Comart	Boca Raton, Fl	Oct 14, 2020	15 y	0
Blair Elizabeth BuickChartered Financial Analyst	Los Angeles, Ca	Dec 15, 2020	22 y	3
Roberto Mario Paredes	Los Angeles, Ca	Jan 6, 2021	33 y	3
Dominik Elmasian	Boca Raton, Fl	Feb 9, 2021	10 y	1
Jeffrey Paul Kaufmann	Boca Raton, Fl	Feb 9, 2021	36 y	4
Stuart Henry Katz	Los Angeles, Ca	Jul 6, 2021	15 y	2
Olivia ZaiyaCertified Financial Planner	Los Angeles, Ca	Aug 19, 2021	12 y	1
Justin ChoCertified Financial Planner	Los Angeles, Ca	Oct 11, 2021	12 y	1
Tyler J Tevich	Mequon, Wi	Dec 15, 2021	10 y	2
Stacy Lynn Beattie	Los Angeles, Ca	Apr 6, 2022	18 y	3
Adam Ruben Castillo	Los Angeles, Ca	Jun 4, 2022	12 y	0
Brian Wayne AppelCertified Financial Planner, Chartered Financial Consultant	Red Bank, Nj	Jun 6, 2022	31 y	7
Garrett Brent Gabriel	Los Angeles, Ca	Jun 29, 2022	13 y	0
Vincent Michael Bonavia	Los Angeles, Ca	Jul 1, 2022	10 y	2
Daniel LeongCertified Financial Planner	Los Angeles, Ca	Jul 1, 2022	11 y	1

All 318 advisors at Lido

Advisor movement

19 left, 63 joined in 12 months

net +44 in 12 months5 left in 90 days7 joined in 90 daysdeparture rate 6.0% of current headcount43 left over 36 months

Left, latest

Tristan Allen Bishop to Grimes & Company
Sep 2, 2026 · RIA to RIA
Andrew Christensen to Stifel, Nicolaus & Company, Incorporated
Sep 2, 2026 · RIA to affiliated broker-dealer or bank
Jeffrey Dingle to Brooklyn Fi, LLC
Sep 2, 2026 · RIA to RIA
Thomas Peter Mcdonnell to Merit Financial Advisors
Sep 2, 2026 · RIA to affiliated broker-dealer or bank
Trevor Guenther to Wells Fargo Advisors
Aug 12, 2026 · RIA to wirehouse
Grady Harrison Camps to Ep Wealth Advisors
May 29, 2026 · RIA to RIA
John David Griffin to Mainsail Financial Group
May 27, 2026 · RIA to RIA
Victor M Campos Nunez to Warren Street Wealth Advisors, LLC
May 27, 2026 · RIA to RIA
Maxwell Joseph Westheimer to RBC Capital Markets, LLC
Apr 8, 2026 · RIA to affiliated broker-dealer or bank
Beau Gross to Annex Wealth Management, LLC
Apr 8, 2026 · RIA to RIA
Akiva Zvi Glazerson to Stq Capital
Mar 26, 2026 · RIA to a state-registered adviser
Daniel Joseph Smith to Francis Financial
Mar 11, 2026 · RIA to RIA
Jeremiah Orlando James to Alliancebernstein L.P.
Feb 13, 2026 · Other
Alexander Frederick Mcclain to Prime Capital Financial
Feb 13, 2026 · RIA to RIA
Jonathan Daniel Caprilli to Audent Global Asset Management, LLC
Jan 14, 2026 · RIA to RIA

Joined, latest

Teancum Joshua Stafford from Empower Advisory Group, LLC
Sep 2, 2026 · Affiliated broker-dealer or bank to independent RIA
Anna Crabs from J.P. Morgan Securities LLC
Aug 20, 2026 · Wirehouse to independent RIA
Chad Edward Slaughter from Mercer Global Advisors Inc.
Jul 30, 2026 · RIA to RIA
Daniel-Elijah Valverde from Fisher Investments
Jul 15, 2026 · RIA to RIA
Marcus Braun from UBS Financial Services Inc.
Jul 1, 2026 · Wirehouse to independent RIA
Erica Jean Cortez from Mariner
Jun 24, 2026 · Affiliated broker-dealer or bank to independent RIA
Jacob Thomas Silverstein from All Terrain Financial Advisors
Jun 23, 2026 · RIA to RIA
Channing Stice Smith from Jackson Hole Capital Partners, LLC
Jun 5, 2026 · RIA to RIA
Jordan Taylor Hunt from Jackson Hole Capital Partners, LLC
Jun 5, 2026 · RIA to RIA
Philip Robert Houchin from Jackson Hole Capital Partners, LLC
Jun 5, 2026 · RIA to RIA
John Joseph Hastings from Jackson Hole Capital Partners, LLC
Jun 5, 2026 · RIA to RIA
Vekevia Eltavice Tillman-Jones from Real Life Planning
May 21, 2026 · Other
Brian Farzin Haloossim from Sanford C. Bernstein & Co., LLC
May 7, 2026 · Other
Jacob Thomas Jablonski from Creekmur Asset Management, LLC
Apr 21, 2026 · RIA to RIA
Richard Stephen Henry from Wells Fargo Investment Institute, Inc.
Apr 17, 2026 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 left for Delta Investment Management, LLC
Dec 20, 2022 · San Francisco, Ca

4 joined from Jackson Hole Capital Partners, LLC
Jun 8, 2026 · Tulsa, Ok · Firm absorbed
2 joined from Stuart ChausséE & Associates, Inc.
Apr 1, 2026 · Palos Verdes Estates, Ca
2 joined from Obsidian Cio LLC
Feb 12, 2026 · New York, Ny
5 joined from Fountainhead Advisors
Jan 8, 2026 · San Ramon, Ca
11 joined from Fountainhead Advisors
Jan 8, 2026 · Warren, Nj · Firm absorbed
9 joined from Olympus Wealth Management, LLC
Sep 19, 2025 · Cottonwood Heights, Ut · Firm absorbed
10 joined from Exchange Capital Management Inc
Sep 15, 2025 · Ann Arbor, Mi · Firm absorbed
2 joined from Copperwynd Financial
Jul 25, 2025 · Scottsdale, Az

Teams out Teams in

Private funds

22 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Lido Uncapped Platinum Fund (Institutional), LP	Hedge Fund	$117M	161	Mar 26, 2021
Lido Advisors Colossus Master Fund, L.P. - Fpc		$65.6M	181	Aug 27, 2026
Lido Advisors Colossus Master Fund, L.P. - Cb III Onshore	Other Private Fund	$62.6M	171	Mar 30, 2023
Lido Uncapped Fund, LP	Hedge Fund	$45.6M	97	Mar 29, 2019
Lido Uncapped Third Quarterly Fund, LP	Hedge Fund	$43.2M	73	Mar 30, 2023
Lido Uncapped Diversified Fund, LP	Hedge Fund	$40.3M	91	Mar 31, 2022
Lido Uncapped Platinum Fund, LP	Hedge Fund	$37.7M	104	Mar 26, 2021
Lido Advisors Colossus Master Fund, L.P. - Llcp Fund Vii		$35.0M	121	Aug 27, 2026
Lido Cap And Cushion Fund (Institutional), LP	Hedge Fund	$34.3M	71	Mar 29, 2018
Lido Uncapped First Quarterly Fund, LP	Hedge Fund	$30.2M	69	Mar 30, 2023
Lido Uncapped Fourth Quarterly Fund, LP	Hedge Fund	$22.4M	53	Mar 28, 2024
Lido Advisors Colossus Master Fund, L.P. - Acg V		$20.3M	102	Aug 27, 2026
Lido Cap And Cushion Fund, LP	Hedge Fund	$20.0M	73	Mar 29, 2018
Lido Uncapped 2025 First Quarterly, LP	Hedge Fund	$15.8M	41	Mar 28, 2024
Lido Advisors Colossus Master Fund, L.P. - Cb III Offshore	Other Private Fund	$15.5M	103	Mar 30, 2023
Lido Advisors Colossus Master Fund, L.P. - Adc Fund II	Private Equity Fund	$12.5M	91	Mar 28, 2024
Lido Advisors Colossus Tiger Global Feeder Fund I, LP	Venture Capital Fund	$12.1M	47	Mar 30, 2023
Lido Cap And Gap Fund, LP	Hedge Fund	$11.8M	52	Mar 31, 2022
Lido Advisors Colossus Master Fund, L.P. - Landmark Equity Xvii	Private Equity Fund	$11.1M	44	Mar 30, 2023
Lido Uncapped Second Quarterly Fund, LP	Hedge Fund	$213,585	101	Mar 30, 2023
Lido Powerlift Fund, LP	Hedge Fund	$84,851	30	Mar 30, 2023
Lido Uncapped Fund (Institutional), LPno longer reported	Hedge Fund	$0	0	Mar 30, 2020

Owners and control persons

Schedule A and B, latest filing

Lynn Stacy Beattie · Chief Operating Officercontrol
since 10/2021 · owns less than 5%
Marie Alexandra Browne · Senior Managing Director Officercontrol
since 06/2021 · owns less than 5%
Farzin Brian Haloossim · Presidentcontrol
since 04/2026 · owns less than 5%
Paul Gregory Kushner · Senior Managing Director & Chairmancontrol
since 07/2015 · owns less than 5%
Pang Fe Jason Lee · Chief Legal Officercontrol
since 08/2017 · owns less than 5%
Jay Jason Ozur · Senior Managing Director Officercontrol
since 06/2021 · owns less than 5%
Elena Ro · Chief Compliance Officercontrol
since 08/2025 · owns less than 5%
Aaron Kenneth Stern · Senior Managing Directorcontrol
since 06/2021 · owns less than 5%
Daniel Marquis · Chief Financial Officer
since 06/2026 · owns less than 5%

Entity owners

Charlesbank Equity Fund X, · Member
direct · owns 10% to 25%
Charlesbank Equity Fund X, Limited Partnership · Member
direct · owns 25% to 50%
Cb Lido Offshore X, LP · Member
direct · owns 10% to 25%
Hollywood Co-Invest Master, · Member
direct · owns 5% to 10%
Sip V Offshore Hwd Spt, L.P. · Member
direct · owns 10% to 25%
Sip Vi Offshore Hwd Cb, L.P. · Member
direct · owns 5% to 10%
Sip Vi Offshore Hwd Spt, L.P. · Member
direct · owns 10% to 25%
Sip Vi Onshore Mezzanine · Member
direct · owns 5% to 10%

Related persons

Schedule D 7.A

Colorado Financial Management LLC
investment adviseryRAUM $2.0B
Enterprise Trust & Investment Company
y
Idb Lido Wealth, LLC
investment adviseryRAUM $478M
Lido Advisors Colossus Master Fund Gp, LLC
pooled vehicle sponsory
Lido Advisors Colossus Tiger Global Feeder Fund I Gp, LLC
pooled vehicle sponsory
Lido Cap And Gap Gp, LLC
bankpooled vehicle sponsory
Lido International Partners, Ltd
investment advisern
Lido Powerlift Gp, LLC
bankpooled vehicle sponsory
Lido Private Funds, LLC
bankpooled vehicle sponsory
Lido Tax, LLC
insurancey
Lido Uncapped 2025 Quarterly Gp, LLC
bankpooled vehicle sponsory
Lido Uncapped Diversified Gp, LLC
bankpooled vehicle sponsory
Lido Uncapped Gp, LLC
bankpooled vehicle sponsory
Lido Uncapped Platinum Gp, LLC
bankpooled vehicle sponsory
Lido Uncapped Quarterly Gp, LLC
bankpooled vehicle sponsory
Oakhurst Capital Advisors, LLC
investment advisernRAUM $5.7M

Advisers that list Lido as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Los Angeles, Ca · principal	318	92	11
Chicago, Il	23	2	0
New York, Ny	20	11	0
San Diego, Ca	19	2	2
Dallas, Tx	17	2	0
Mequon, Wi	17	3	0
Warren, Nj	15	15	0
Boca Raton, Fl	15	1	1
Boulder, Co	14	3	2
Cottonwood Heights, Ut	13	7	0
Ann Arbor, Mi	11	1	0
Atlanta, Ga	9	2	0
Scottsdale, Az	9	1	1
Bellevue, Wa	8	4	2
Denver, Co	7	3	0
New Albany, Oh	7	2	0
San Ramon, Ca	6	6	0
Wellesley, Ma	6	2	0
Bethesda, Md	4	0	0
Tulsa, Ok	4	4	0

All 30 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 12 since 2015, 10 in 24 monthsderived
Advisors acquired: 82derived
Still registered after 90 days: 93% of 82derived
After 180 days: 91% of 78derived
After 365 days: 90% of 58derived
After 730 days: 69% of 13derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Dallas, TX15 employees
Chicago, IL13 employees
Boulder, CO13 employees
Boca Raton, FL9 employees
Manhattan, NY7 employees
New Albany, OH6 employees
Atlanta, GA5 employees
Broomfield, CO5 employees
San Diego, CA4 employees
Bellevue, WA3 employees
Red Bank, NJ2 employees
Wellesley, MA2 employees
Bethesda, MD2 employees
Scottsdale, AZ2 employees
New Haven, CT1 employees
Bluffton, SC1 employees
Charlotte, NC1 employees
Franklin, TN1 employees
Houston, TX1 employees
Johnstown, CO1 employees
Newport Beach, CA1 employees
Orlando, FL1 employees
Pasadena, CA1 employees
Raleigh, NC1 employees
Salt Lake City, UT1 employees

ADV anomalies

5 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Aug 27, 2026
HALOOSSIM, BRIAN, FARZIN (PRESIDENT) appeared on Schedule A between the filings of 2023-03-30 and 2026-08-27
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Aug 27, 2026
RO, ELENA (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-03-30 and 2026-08-27
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Aug 27, 2026
KUSHNER, GREGORY, PAUL (SENIOR MANAGING DIRECTOR & CHAIRMAN) left Schedule A between the filings of 2023-03-30 and 2026-08-27
peers: independent wealth managers, $20B and over (84)
new owner headcount expandsCombination · filing Mar 19, 2026
CHARLESBANK EQUITY FUND X, joined Schedule A on the filing of 2026-08-27; advisors 209.0 to 295.0 between the annual amendments of 2025-04-09 and 2026-03-19
peers: independent wealth managers, $20B and over (84)
account count surgeChange between filings · filing Mar 19, 2026
accounts (Item 5.F.2.f) moved from 27,931.0 to 42,220.0 (+51.0%) between the annual amendments of 2025-04-09 and 2026-03-19; the peer median change was +7.0% (76 comparable advisers, 91.0th percentile of changes)
peers: independent wealth managers, $20B and over (76) · 91% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 27,931 to 42,220
Feb 19, 2026 to Mar 19, 2026
Advisory employees · 200 to 235
Feb 19, 2026 to Mar 19, 2026
BD registered reps · 6 to 7
Feb 19, 2026 to Mar 19, 2026
Charity clients · 207 to 290
Feb 19, 2026 to Mar 19, 2026
Corporate clients · 310 to 415
Feb 19, 2026 to Mar 19, 2026
HNW clients · 9,923 to 9,829
Feb 19, 2026 to Mar 19, 2026
Individual clients · 1,792 to 3,214
Feb 19, 2026 to Mar 19, 2026
Pension plan clients · unset to 26.0
Feb 19, 2026 to Mar 19, 2026
Pooled vehicle clients · 20 to 22
Feb 19, 2026 to Mar 19, 2026
Assets in custody · $5.3B to $11B
Feb 19, 2026 to Mar 19, 2026
Employees · 320 to 437
Feb 19, 2026 to Mar 19, 2026
State-registered IARs · 209 to 295
Feb 19, 2026 to Mar 19, 2026
Other offices · 40 to 45
Feb 19, 2026 to Mar 19, 2026
Private funds · 20 to 22
Feb 19, 2026 to Mar 19, 2026
Discretionary RAUM · $28B to $41B
Feb 19, 2026 to Mar 19, 2026
HNW RAUM · $25B to $37B
Feb 19, 2026 to Mar 19, 2026
Individual RAUM · $601M to $1.4B
Feb 19, 2026 to Mar 19, 2026
Non-discretionary RAUM · $1.3B to $1.1B
Feb 19, 2026 to Mar 19, 2026
Pension RAUM · unset to 46031721.0
Feb 19, 2026 to Mar 19, 2026
Pooled vehicle RAUM · $629M to $684M
Feb 19, 2026 to Mar 19, 2026
RAUM · $29B to $43B
Feb 19, 2026 to Mar 19, 2026
Related broker-dealer · false to true
Feb 19, 2026 to Mar 19, 2026
Financial planning clients · More than 500 to More than 500
Apr 9, 2025 to Jun 30, 2025
Accounts · 19,744 to 27,931
Feb 14, 2025 to Apr 9, 2025
Advisory employees · 147 to 200
Feb 14, 2025 to Apr 9, 2025
BD registered reps · 0 to 6
Feb 14, 2025 to Apr 9, 2025
Charity clients · 116 to 207
Feb 14, 2025 to Apr 9, 2025
Corporate clients · 314 to 310
Feb 14, 2025 to Apr 9, 2025
HNW clients · 5,881 to 9,923
Feb 14, 2025 to Apr 9, 2025
Individual clients · 684 to 1,792
Feb 14, 2025 to Apr 9, 2025
Pooled vehicle clients · 18 to 20
Feb 14, 2025 to Apr 9, 2025
Assets in custody · $440M to $5.3B
Feb 14, 2025 to Apr 9, 2025
Employees · 214 to 320
Feb 14, 2025 to Apr 9, 2025
Insurance-licensed employees · 8 to 7
Feb 14, 2025 to Apr 9, 2025
Financial planning clients · 26-50 to More than 500
Feb 14, 2025 to Apr 9, 2025
State-registered IARs · 142 to 209
Feb 14, 2025 to Apr 9, 2025
Other offices · 32 to 40
Feb 14, 2025 to Apr 9, 2025
Private funds · 18 to 20
Feb 14, 2025 to Apr 9, 2025
Discretionary RAUM · $19B to $28B
Feb 14, 2025 to Apr 9, 2025
HNW RAUM · $17B to $25B
Feb 14, 2025 to Apr 9, 2025

Signals

60 dated events

Thomas Peter Mcdonnell left Lido for Merit Financial Advisors (registered 2026-09-03)
Sep 2, 2026 · Advisor changed firm · fact
Tristan Allen Bishop left Lido for Grimes & Company (registered 2026-09-03)
Sep 2, 2026 · Advisor changed firm · fact
Andrew Christensen left Lido for Stifel, Nicolaus & Company, Incorporated (registered 2026-09-11)
Sep 2, 2026 · Advisor changed firm · fact
Jeffrey Dingle left Lido for Brooklyn Fi, Llc (registered 2026-09-04)
Sep 2, 2026 · Advisor changed firm · fact
Trevor Guenther left Lido for Wells Fargo Advisors (registered 2026-09-02)
Aug 12, 2026 · Advisor changed firm · fact
Jackson Hole Capital Partners, LLC's advisors moved to Lido (Tulsa, OK): 4 of 4 registered, on the same day
Jun 8, 2026 · Firm absorbed (people side) · derived
Grady Harrison Camps left Lido for Ep Wealth Advisors (registered 2026-05-06)
May 29, 2026 · Advisor changed firm · fact
John David Griffin left Lido for Mainsail Financial Group (registered 2026-06-12)
May 27, 2026 · Advisor changed firm · fact
Victor M Campos Nunez left Lido for Warren Street Wealth Advisors, Llc (registered 2026-07-27)
May 27, 2026 · Advisor changed firm · fact
Beau Gross left Lido for Annex Wealth Management, Llc (registered 2026-05-05)
Apr 8, 2026 · Advisor changed firm · fact
Maxwell Joseph Westheimer left Lido for Rbc Capital Markets, Llc (registered 2026-03-31)
Apr 8, 2026 · Advisor changed firm · fact
2 advisors left Stuart Chaussée & Associates, Inc. (Palos Verdes Estates, CA) for Lido on the same day
Apr 1, 2026 · Team lift-out · derived
Akiva Zvi Glazerson left Lido for Stq Capital (registered 2026-04-02)
Mar 26, 2026 · Advisor changed firm · fact
Lido reported RAUM $42.5B, up 46% from $29.1B (2026-02-19 to 2026-03-19)
Mar 19, 2026 · RAUM change · derived
Lido reported 45 offices beyond its principal office, up from 40 (2026-02-19 to 2026-03-19)
Mar 19, 2026 · Office count change · derived
Lido reported 295 state-registered advisory representatives, up from 209 (2026-02-19 to 2026-03-19)
Mar 19, 2026 · Advisor headcount change · derived
Daniel Joseph Smith left Lido for Francis Financial (registered 2026-04-16)
Mar 11, 2026 · Advisor changed firm · fact
Alexander Frederick Mcclain left Lido for Prime Capital Financial (registered 2026-02-02)
Feb 13, 2026 · Advisor changed firm · fact
Jeremiah Orlando James left Lido for Alliancebernstein L.P. (registered 2026-02-17)
Feb 13, 2026 · Advisor changed firm · fact
2 advisors left Obsidian Cio LLC (New York, NY) for Lido on the same day
Feb 12, 2026 · Team lift-out · derived
Jonathan Daniel Caprilli left Lido for Audent Global Asset Management, Llc (registered 2026-02-06)
Jan 14, 2026 · Advisor changed firm · fact
5 advisors left Fountainhead Advisors (San Ramon, CA) for Lido on the same day
Jan 8, 2026 · Team lift-out · derived
Fountainhead Advisors's advisors moved to Lido (Warren, NJ): 11 of 18 registered, on the same day
Jan 8, 2026 · Firm absorbed (people side) · derived
Garin Ray Rydalch left Lido for Private Advisor Group, Llc (registered 2025-11-12)
Dec 3, 2025 · Advisor changed firm · fact
Evaggelia Themis Hatzimanolis left Lido for Creative Planning (registered 2026-03-09)
Nov 13, 2025 · Advisor changed firm · fact
Jason Teich left Lido for Seia (registered 2025-10-14)
Oct 17, 2025 · Advisor changed firm · fact
Olympus Wealth Management, LLC's advisors moved to Lido (Cottonwood Heights, UT): 9 of 9 registered, on the same day
Sep 19, 2025 · Firm absorbed (people side) · derived
Exchange Capital Management Inc's advisors moved to Lido (Ann Arbor, MI): 10 of 10 registered, on the same day
Sep 15, 2025 · Firm absorbed (people side) · derived
Deborah Kerr left Lido for Wellspring Financial Partners (registered 2025-09-24)
Aug 22, 2025 · Advisor changed firm · fact
2 advisors left Copperwynd Financial (Scottsdale, AZ) for Lido on the same day
Jul 25, 2025 · Team lift-out · derived

Across DFX

shared identifiers only, never a name match

Lido · Independent Sponsors
shared crd · capital_provider
Lido · Private Equity
shared crd · organization
Lido · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Business phone: 800-301-5436reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: LINKEDIN.COM/COMPANY/126294reportedpublic record, Form ADV, Sep 17, 2026
Website: LIDOADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 800-301-5436reportedpublic record, Form ADV, Aug 27, 2026
Contact form: lidoadvisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page: lidoadvisors.com/teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $134Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026