RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• J••• R••• P•••••••
- P••• T• P•••••• W••••• M••••••••• independent RIA currentsince Jan 1, 2026 · Ormond Beach, Fl
- X••• W••••• M••••••••• L•• independent RIAJan 2, 2015 to Nov 30, 2023 · Holly Hill, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDSep 6, 2002 to Jun 16, 2003 · Jacksonville, Fl
- X••• W••••• M••••••••• L•• to P••• T• P•••••• W••••• M•••••••••left Nov 30, 2023, registered Jan 1, 2026 (763 days) · RIA to RIA
- A••••••••• F•••••••• S•••••••• L•• to X••• W••••• M••••••••• L••left Jun 16, 2003, registered Jan 2, 2015 (4218 days) · Affiliated broker-dealer or bank to independent RIA
- E•••• J••• R••• P••••••• left X••• W••••• M••••••••• L•• for P••• T• P•••••• W••••• M••••••••• (registered 2026-01-01)Nov 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address