DFX Intelligence
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Registered advisor
P•••• F•••••• H••••••••
Feed of 09/14/2026
Also filed as P•••• H••••••••• H••••••••• F•••••• H••••••••
At current firm
8 y
since Sep 26, 2017
In the industry
24 y
since Jun 1, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Sep 26, 2017 · Richfield, Wi
- W•••••• • R••• formerJul 31, 2002 to Sep 29, 2017 · Waukesha, Wi
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to I••••••••• A•••••• A•••••••• L••left Sep 29, 2017, registered Sep 26, 2017 (-3 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address