DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicholas Battiste Capobianco
Certified Financial Planner
Feed of 09/14/2026
At current firm
6 y
since Dec 13, 2019
In the industry
24 y
since Sep 9, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Advisors Of Iowa, LLC independent RIA currentsince Dec 13, 2019 · West Des Moines, Ia
- LPL Financial LLC BD affiliatedOct 2, 2013 to Dec 19, 2019 · West Des Moines, Ia
- Balefire, LLC independent RIASep 30, 2013 to Dec 19, 2019 · Dallas, Tx
- Securian Financial Services, Inc. formerOct 14, 2002 to Oct 1, 2013 · W. Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- Balefire, LLC to LPL Financial LLCleft Dec 19, 2019, registered Oct 2, 2013 (-2269 days) · Other · moved with a team
- LPL Financial LLC to Wealth Advisors Of Iowa, LLCleft Dec 19, 2019, registered Dec 13, 2019 (-6 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Securian Financial Services, Inc. to Balefire, LLCleft Oct 1, 2013, registered Sep 30, 2013 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address