RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• A•••• I••••••••• other currentsince Jan 14, 2022 · Chicago, Il
- E••••• A•••• A•••••••• L•• formerFeb 1, 2018 to Dec 31, 2019 · Chicago, Il
- M•••• G••••• A•••••••• L•• unclassifiedJan 3, 2017 to Dec 31, 2017 · Chicago, Il
- M•••• G••••• A•••••••• L•• unclassifiedJan 3, 2017 to Dec 31, 2019 · Chicago, Il
- K•• F•••••••• L•• mixed wealthNov 26, 2012 to Dec 31, 2013 · Chicago, Il
- E••••• A•••• I••••••••• otherOct 31, 2011 to Dec 31, 2021 · Chicago, Il
- E••••• A•••• I••••••••• otherOct 31, 2011 to Dec 31, 2014 · Chicago, Il
- E••••• A•••• I••••••••• otherOct 31, 2011 to Dec 31, 2016 · Chicago, Il
- E••••• A•••• I••••••••• otherOct 31, 2011 to Dec 31, 2017 · Chicago, Il
- M•• C•••••• C••••••••• L•• independent RIAApr 12, 2007 to Feb 12, 2010 · Chicago, Il
- E••••• A•••• I••••••••• to K•• F•••••••• L••left Dec 31, 2021, registered Nov 26, 2012 (-3322 days) · Other
- M•••• G••••• A•••••••• L•• to E••••• A•••• A•••••••• L••left Dec 31, 2019, registered Feb 1, 2018 (-698 days) · Other · moved with a team
- E••••• A•••• A•••••••• L•• to E••••• A•••• I•••••••••left Dec 31, 2019, registered Jan 14, 2022 (745 days) · RIA to RIA · moved with a team
- K•• F•••••••• L•• to M•••• G••••• A•••••••• L••left Dec 31, 2013, registered Jan 3, 2017 (1099 days) · Other
- M•• C•••••• C••••••••• L•• to E••••• A•••• I•••••••••left Feb 12, 2010, registered Oct 31, 2011 (626 days) · RIA to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address