DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kkm Financial LLC
Latest filing Aug 7, 2026
First filing on the tape Aug 22, 2012 · 47 filings
SEC status approved since Sep 6, 2012
RAUM
$866M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
20%
$175M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$866M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$866M as of Aug 7, 2026
Jun 30, 2014$2.5M then
HNW client RAUM$139M as of Aug 7, 2026
Mar 30, 2018$11.6M then
State-registered IARs (5.B.3)1 as of Aug 7, 2026
Jun 30, 20142 then
Employees (5.A)5 as of Aug 7, 2026
Jun 30, 20143 then
Private funds: no history
RAUM +137% over the last fiscal year+46% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $866MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 159derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $4.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +101%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$596M69%
- High-net-worth individuals$139M16%
- Other investment advisers$94.7M11%
- Individuals$35.8M4.1%
- Individual clients
- 109reported
- HNW clients
- 50reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 206reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.2 fund_share=0.8 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Joseph Deming | Chicago, Il | Jun 10, 2015 | 12 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Thomas Liam Irwin to Revere Wealth Management LLCMar 28, 2022 · RIA to RIA
- Matthew Patrick Franz to Eagle Point Capital LLCDec 1, 2016 · Other
- Brian Scott Stutland to Macro Growth Advisors, LLCDec 31, 2013 · Other
- Joseph Avram Tigay to Macro Growth Advisors, LLCDec 31, 2013 · Other
Joined, latest
- Thomas Liam Irwin from Morgan Stanley Dw Inc.Mar 31, 2021 · Other
- Daniel Joseph Deming from Equity Armor InvestmentsJun 10, 2015 · Other
- Matthew Patrick Franz from Equity Armor InvestmentsJun 10, 2015 · Other
- Joseph Avram Tigay from Equity Armor InvestmentsMar 1, 2013 · Other
- Brian Scott Stutland from Equity Armor InvestmentsNov 26, 2012 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Equity Armor InvestmentsJul 31, 2015 · Chicago, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Daniel Deming · Managing Partnercontrolsince 06/2015 · owns 5% to 10%
- Scott Richard Dooley · Chief Compliance Officer/Ccocontrolsince 01/2018 · owns less than 5%
- James Jeffrey Kilburg · Founder And Ceocontrolsince 07/2012 · owns less than 5%
- James Jeffrey Kilburg · Ownercontrolsince 08/2012 · owns 75% or more of Killir Kapital Management LLC
Entity owners
- Killir Kapital Management, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Savoie Capital LLCinvestment advisernRAUM $1.3B
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Aug 7, 2026performance-based compensation (Item 5.E.6): yes on the filing of 2026-03-27, no on the filing of 2026-08-07peers: independent wealth managers, $500M to $1B (1,483)
- RAUM up clients flatCombination · filing Mar 27, 2026RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $365,960,325 to $733,944,803, advisors 1 to 1, private clients 167 to 159, offices 0 to 0 (2025-03-30 to 2026-03-27)peers: independent wealth managers, $500M to $1B (1,483)
- client mix shiftChange between filings · filing Mar 27, 2026private-client share of RAUM moved from 51.0% to 23.0% between the annual amendments of 2025-03-30 and 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
- HNW share shiftChange between filings · filing Mar 27, 2026HNW share of RAUM moved from 42.0% to 19.0% between the annual amendments of 2025-03-30 and 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $365,960,325 to $733,944,803 (+101.0%) between the annual amendments of 2025-03-30 and 2026-03-27; the peer median change was +16.0% (1386 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 163 to 206Mar 27, 2026 to Aug 7, 2026
- HNW clients · 51 to 50Mar 27, 2026 to Aug 7, 2026
- Individual clients · 108 to 109Mar 27, 2026 to Aug 7, 2026
- Discretionary RAUM · $617M to $771MMar 27, 2026 to Aug 7, 2026
- HNW RAUM · $136M to $139MMar 27, 2026 to Aug 7, 2026
- Individual RAUM · $35.5M to $35.8MMar 27, 2026 to Aug 7, 2026
- Non-discretionary RAUM · $117M to $94.7MMar 27, 2026 to Aug 7, 2026
- RAUM · $734M to $866MMar 27, 2026 to Aug 7, 2026
- Accounts · 204 to 163Mar 30, 2025 to Mar 27, 2026
- Advisory employees · 2 to 3Mar 30, 2025 to Mar 27, 2026
- HNW clients · 59 to 51Mar 30, 2025 to Mar 27, 2026
- Employees · 3 to 5Mar 30, 2025 to Mar 27, 2026
- Discretionary RAUM · $268M to $617MMar 30, 2025 to Mar 27, 2026
- HNW RAUM · $152M to $136MMar 30, 2025 to Mar 27, 2026
- Individual RAUM · $32.9M to $35.5MMar 30, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $98.0M to $117MMar 30, 2025 to Mar 27, 2026
- RAUM · $366M to $734MMar 30, 2025 to Mar 27, 2026
- Accounts · 200 to 204Mar 28, 2024 to Mar 30, 2025
- HNW clients · 56 to 59Mar 28, 2024 to Mar 30, 2025
- Individual clients · 110 to 108Mar 28, 2024 to Mar 30, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 30, 2025
- Discretionary RAUM · $226M to $268MMar 28, 2024 to Mar 30, 2025
- HNW RAUM · $130M to $152MMar 28, 2024 to Mar 30, 2025
- Individual RAUM · $32.5M to $32.9MMar 28, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $108M to $98.0MMar 28, 2024 to Mar 30, 2025
- RAUM · $333M to $366MMar 28, 2024 to Mar 30, 2025
- Accounts · 195 to 200Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 3 to 2Mar 31, 2023 to Mar 28, 2024
- HNW clients · 50 to 56Mar 31, 2023 to Mar 28, 2024
- Individual clients · 109 to 110Mar 31, 2023 to Mar 28, 2024
- Employees · 4 to 3Mar 31, 2023 to Mar 28, 2024
- State-registered IARs · 2 to 1Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $183M to $226MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $111M to $130MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $24.9M to $32.5MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $95.9M to $108MMar 31, 2023 to Mar 28, 2024
- RAUM · $279M to $333MMar 31, 2023 to Mar 28, 2024
- Accounts · 182 to 195Jul 18, 2022 to Mar 31, 2023
- HNW clients · 46 to 50Jul 18, 2022 to Mar 31, 2023
- Individual clients · 73 to 109Jul 18, 2022 to Mar 31, 2023
Signals
5 dated events
- Kkm Financial Llc reported RAUM $733.9M, up 101% from $366.0M (2025-03-30 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Thomas Liam Irwin left Kkm Financial Llc for Revere Wealth Management Llc (registered 2023-05-01)Mar 28, 2022 · Advisor changed firm · fact
- Kkm Financial Llc reported RAUM $247.5M, up 69% from $146.8M (2019-03-29 to 2020-01-02)Jan 2, 2020 · RAUM change · derived
- Kkm Financial Llc reported RAUM $153.8M, down 88% from $1.2B (2017-09-28 to 2018-01-24)Jan 24, 2018 · RAUM change · derived
- Killir Kapital Management filed its initial SEC registration (Form ADV)Aug 22, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 312-448-7230reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-451-5493reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- essential40etf.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-448-7230reportedpublic record, Form ADV, Aug 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $866Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026