RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• F•••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 21, 2025 · Salem, Or
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 25, 2016 to Aug 7, 2017 · Meridian, Id
- U•• W••••• A••••••• L•• unclassifiedJun 24, 2015 to Jun 22, 2016 · Meridian, Id
- B••••• R••• I••••••••• A••••••• unclassifiedMay 29, 2009 to Jun 13, 2016 · Eagle, Id
- B••••• R••• I••••••••• A••••••• unclassifiedMay 29, 2009 to Dec 31, 2011 · Eagle, Id
- W•••• F•••• A••••••• wirehouseJun 30, 2006 to May 29, 2009 · Boise, Id
- P•••• S•••••• • C•• institutionalSep 26, 2002 to Jul 10, 2006 · Boise, Id
- M•• I•••••••• S•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Aug 7, 2017, registered Mar 21, 2025 (2783 days) · Other
- U•• W••••• A••••••• L•• to M•• I•••••••• S•••••••• L••left Jun 22, 2016, registered Oct 25, 2016 (125 days) · Other
- B••••• R••• I••••••••• A••••••• to U•• W••••• A••••••• L••left Jun 13, 2016, registered Jun 24, 2015 (-355 days) · Other
- W•••• F•••• A••••••• to B••••• R••• I••••••••• A•••••••left May 29, 2009, registered May 29, 2009 (0 days) · Other
- P•••• S•••••• • C•• to W•••• F•••• A•••••••left Jul 10, 2006, registered Jun 30, 2006 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address