C•••••••• M•••• L••

• I•••••••• A•••••••• L•• BD affiliated current
  since Nov 3, 2025 · Austin, Tx
• L••• S••••• A•••••••• L•• former
  Nov 7, 2022 to Nov 3, 2025 · Elkton, Md
• M•• F•••••••• S•••••••• I••• former
  Jun 9, 2004 to Jul 7, 2009 · Newark, De
• E•••••••• A•••••••• L•• national BD
  Aug 23, 2002 to Aug 28, 2003 · Newark, De

• L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••
  left Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
• M•• F•••••••• S•••••••• I••• to L••• S••••• A•••••••• L••
  left Jul 7, 2009, registered Nov 7, 2022 (4871 days) · Other
• E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••
  left Aug 28, 2003, registered Jun 9, 2004 (286 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address