RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• C••••••••• H•••••••
- M••• C• H••••••• R••••••••• I••••••••• A•••••• state r••••••••• currentsince Apr 2, 2012 · Van Alstyne, Tx
- V•••••••• F••••••••• L•• formerJul 8, 2010 to Mar 15, 2012 · Austin, Tx
- U•• F•••••••• S••••••••• L•• independent RIAJun 24, 2009 to Jul 9, 2010 · Dallas, Tx
- V•••••••• F••••••••• L•• to M••• C• H••••••• R••••••••• I••••••••• A••••••left Mar 15, 2012, registered Apr 2, 2012 (18 days) · Other
- U•• F•••••••• S••••••••• L•• to V•••••••• F••••••••• L••left Jul 9, 2010, registered Jul 8, 2010 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE R•••••••••derived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address