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Registered advisor
D••••• W••••••
Feed of 09/15/2026
Also filed as D••••• Martin W••••••
At current firm
1 y
since Mar 31, 2025
In the industry
22 y
since Nov 5, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Fort Worth, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 22, 2020 to Mar 31, 2025 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 11, 2018 to Jul 2, 2020 · Southlake, Tx
- T• A••••••••• I••• formerJun 11, 2018 to Jul 2, 2020 · Westlake, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 8, 2006 to May 29, 2018 · Jacksonville, Fl
- S••••••• I••••••••• S•••••••• I••• formerJan 24, 2005 to May 27, 2005 · Ft. Lauderdale, Fl
- M••••• S•••••• D• I••• unclassifiedApr 13, 2004 to Oct 14, 2004 · Ftlauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 2, 2020, registered Jun 11, 2018 (-752 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 2, 2020, registered Oct 22, 2020 (112 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I••••••••• M••••••••• L••left May 29, 2018, registered Jun 11, 2018 (13 days) · Wirehouse to independent RIA
- S••••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 27, 2005, registered Dec 8, 2006 (560 days) · Other
- M••••• S•••••• D• I••• to S••••••• I••••••••• S•••••••• I•••left Oct 14, 2004, registered Jan 24, 2005 (102 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address