DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••••• A• F••••••

S••••independent RIAWestport, Ct IA-onlyIAPD 4564724

Certified Financial Planner

Feed of 09/15/2026

Also filed as K•••••••• A Filiberto

At current firm

0 y

since Apr 23, 2026

In the industry

24 y

since Sep 19, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• independent RIA current
since Apr 23, 2026 · New York, Ny
F•••••• independent RIA
Sep 19, 2022 to Apr 30, 2026 · Westport, Ct
S•••••• W••••• P•••••••• L•• BD affiliated
Feb 22, 2017 to Sep 19, 2022 · Westport, Ct
M•• F•••••••• S•••••••• I••• former
Nov 2, 2010 to Feb 22, 2017 · Shelton, Ct
E•••••••• A•••••••• L•• national BD
Jan 21, 2004 to Aug 25, 2005 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

F•••••• to S••••
left Apr 30, 2026, registered Apr 23, 2026 (-7 days) · RIA to RIA
S•••••• W••••• P•••••••• L•• to F••••••
left Sep 19, 2022, registered Sep 19, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA
M•• F•••••••• S•••••••• I••• to S•••••• W••••• P•••••••• L••
left Feb 22, 2017, registered Feb 22, 2017 (0 days) · Other
E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••
left Aug 25, 2005, registered Nov 2, 2010 (1895 days) · Other

Signals

K•••••••• A• F•••••• left Farther for Savvy (registered 2026-04-23)
Apr 30, 2026 · Advisor changed firm · fact
K•••••••• A• F•••••• left S•••••• W••••• P•••••••• L•• for Farther (registered 2022-09-19)
Sep 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address