DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• W•••••• K•••••

S•••• W••••• M••••••••• L••mixed wealthFredericksburg, TxIA-onlyIAPD 4566142

Certified Financial Planner

Feed of 09/14/2026

Also filed as Eddie W K•••••

At current firm

2 y

since Sep 29, 2023

In the industry

21 y

since Mar 3, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• W••••• M••••••••• L•• mixed wealth current
since Sep 29, 2023 · Fredericksburg, Tx
A••••• P••••••• G••••• I••• independent RIA
Feb 20, 2015 to Aug 10, 2023 · Columbia, Sc
U••• F•••••••• P••••••• S••••••• former
Oct 9, 2009 to Feb 28, 2014 · San Antonio, Tx
A••••• P••••••• G••••• I••• independent RIA
Mar 7, 2005 to Sep 11, 2009 · Columbia, Sc

Moves

a registration end followed by a registration begin elsewhere

A••••• P••••••• G••••• I••• to S•••• W••••• M••••••••• L••
left Aug 10, 2023, registered Sep 29, 2023 (50 days) · RIA to a newly registered adviser
U••• F•••••••• P••••••• S••••••• to A••••• P••••••• G••••• I•••
left Feb 28, 2014, registered Feb 20, 2015 (357 days) · Other
A••••• P••••••• G••••• I••• to U••• F•••••••• P••••••• S•••••••
left Sep 11, 2009, registered Oct 9, 2009 (28 days) · Other

Signals

E••••• W•••••• K••••• left A••••• P••••••• G••••• I••• for S•••• W••••• M••••••••• L•• (registered 2023-09-29)
Aug 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address