RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• R•••••• C••••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 1, 2026 · Franklin, Tn
- C••••••••• F•••••••• N•••••• national BDMay 11, 2012 to Jun 3, 2026 · Waltham, Ma
- U•• F•••••••• S••••••• I••• wirehouseMay 23, 2006 to May 21, 2012 · Nashville, Tn
- C••••••••• F•••••••• N•••••• to O•••• W•••••• I•••left Jun 3, 2026, registered Jun 1, 2026 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- U•• F•••••••• S••••••• I••• to C••••••••• F•••••••• N••••••left May 21, 2012, registered May 11, 2012 (-10 days) · Wirehouse to affiliated broker-dealer or bank
- R•••••• R•••••• C•••••• left C••••••••• F•••••••• N•••••• for O•••• W•••••• I••• (registered 2026-06-01)Jun 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address