DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
1 y
since Mar 3, 2025
In the industry
23 y
since May 30, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Balentine independent RIA currentsince Mar 3, 2025 · Atlanta, Ga
- Southeastern Advisory Services Inc formerFeb 10, 2022 to Jul 1, 2024 · Atlanta, Ga
- Consequent Capital Management, LLC no RAUMMay 12, 2017 to Dec 31, 2021 · Atlanta, Ga
- Gray & Company formerDec 11, 2015 to Feb 3, 2017 · Atlanta, Ga
- Gray & Company formerAug 7, 2007 to Dec 31, 2013 · Atlanta, Ga
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 18, 2006 to Mar 5, 2007 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Southeastern Advisory Services Inc to Balentineleft Jul 1, 2024, registered Mar 3, 2025 (245 days) · Other
- Consequent Capital Management, LLC to Southeastern Advisory Services Incleft Dec 31, 2021, registered Feb 10, 2022 (41 days) · Other
- Gray & Company to Consequent Capital Management, LLCleft Feb 3, 2017, registered May 12, 2017 (98 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Gray & Companyleft Mar 5, 2007, registered Aug 7, 2007 (155 days) · Other
Signals
- Kurt Franklin Lofters left Southeastern Advisory Services Inc for Balentine (registered 2025-03-03)Jul 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address