DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Consequent Capital Management, LLC
Latest filing Jul 1, 2026
First filing on the tape Sep 14, 2016 · 31 filings
SEC status approved since Oct 4, 2016
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$0 as of Jul 1, 2026
May 3, 2017$3.9B then
HNW client RAUM$0 as of Jul 1, 2026
Mar 23, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 1, 2026
May 3, 20170 then
Employees (5.A)3 as of Jul 1, 2026
May 3, 201713 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Kurt Franklin Lofters to Southeastern Advisory Services IncDec 31, 2021 · Other
Joined, latest
- Kurt Franklin Lofters from Gray & CompanyMay 12, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Francis Scott Cha-Choe · Board Membercontrolsince 05/2021 · owns less than 5%
- Ortique Todd Mcdonald · Managercontrolsince 04/2016 · owns less than 5%
- O'Neal Kenneth Simon · Principal Owner/Chief Compliance Officer/Ceo (Pending)controlsince 08/2021 · owns 50% to 75%
- Stewart Jeffrey Amling · Member - Class B/Managercontrolsince 02/2017 · owns F of Consequent Capital Holdings, LLC
- Blaise Joseph Haggenmiller · Board Membercontrolsince 08/2018 · owns F of Consequent Capital Holdings, LLC
- Ortique Todd Mcdonald · Managercontrolsince 02/2017 · owns F of Consequent Capital Holdings, LLC
- O'Neal Kenneth Simon · Manager/Board Membercontrolsince 03/2021 · owns F of Consequent Capital Holdings, LLC
- Mathew Cyril Theccanat · Membersince 10/2017 · owns 5% to 10%
Entity owners
- Consequent Capital Holdings, LLC · Memberdirect · owns 75% or more
- Innerspin Capital, LLC · Member - Class Aindirect · owns 75% or more of Consequent Capital Holdings, LLC
Related persons
Schedule D 7.A
- Consequent Capital Investments, LLCinvestment advisern
- Grayco Alternative Management II, LLCpooled vehicle sponsorn
- Grayco Alternative Partners I, LPpooled vehicle sponsorn
- Grayco Alternative Partners II, LPpooled vehicle sponsorn
- Grayco Investment Management, LLCpooled vehicle sponsorn
- Southeastern Global Partners LPpooled vehicle sponsorn
- Southeastern Global, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Honolulu, HI1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Jul 1, 2026performance-based compensation (Item 5.E.6): yes on the filing of 2025-07-08, no on the filing of 2026-07-01peers: other advisers, under $100M (671)
- business activity changedChange between filings · filing Jul 1, 2026selection of other advisers (Item 5.G.7): yes on the filing of 2025-07-08, no on the filing of 2026-07-01peers: other advisers, under $100M (671)
What changed
consecutive filings, newest first
- Accounts · 4 to 0Jul 8, 2025 to Jul 1, 2026
- Advisory employees · 6 to 0Jul 8, 2025 to Jul 1, 2026
- Advisory activities · 4 to 1Jul 8, 2025 to Jul 1, 2026
- Charity clients · 0.0 to unsetJul 8, 2025 to Jul 1, 2026
- Corporate clients · 0.0 to unsetJul 8, 2025 to Jul 1, 2026
- HNW clients · 0.0 to unsetJul 8, 2025 to Jul 1, 2026
- Individual clients · 0.0 to unsetJul 8, 2025 to Jul 1, 2026
- Pension plan clients · 3.0 to unsetJul 8, 2025 to Jul 1, 2026
- Pooled vehicle clients · 7.0 to unsetJul 8, 2025 to Jul 1, 2026
- Employees · 7 to 3Jul 8, 2025 to Jul 1, 2026
- Other offices · 1 to 0Jul 8, 2025 to Jul 1, 2026
- Non-discretionary RAUM · $639M to $0Jul 8, 2025 to Jul 1, 2026
- Pension RAUM · $639M to $0Jul 8, 2025 to Jul 1, 2026
- RAUM · $639M to $0Jul 8, 2025 to Jul 1, 2026
- Accounts · 6 to 4Mar 27, 2025 to Jul 8, 2025
- Advisory activities · 5 to 4Mar 27, 2025 to Jul 8, 2025
- Financial planning clients · unset to Mar 27, 2025 to Jul 8, 2025
- Discretionary RAUM · $34.2M to $0Mar 27, 2025 to Jul 8, 2025
- Pooled vehicle RAUM · $34.2M to $0Mar 27, 2025 to Jul 8, 2025
- RAUM · $674M to $639MMar 27, 2025 to Jul 8, 2025
- Accounts · 13 to 6Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $113M to $34.2MMar 29, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $588M to $639MMar 29, 2024 to Mar 27, 2025
- Pension RAUM · $588M to $639MMar 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $42.8M to $34.2MMar 29, 2024 to Mar 27, 2025
- RAUM · $701M to $674MMar 29, 2024 to Mar 27, 2025
- Accounts · 7 to 13Mar 31, 2023 to Mar 29, 2024
- Charity clients · 2 to 0Mar 31, 2023 to Mar 29, 2024
- Pension plan clients · 2 to 3Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 7Mar 31, 2023 to Mar 29, 2024
- Employees · 8 to 7Mar 31, 2023 to Mar 29, 2024
- Other offices · 0 to 1Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $137M to $113MMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $640M to $588MMar 31, 2023 to Mar 29, 2024
- Pension RAUM · $640M to $588MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $52.0M to $42.8MMar 31, 2023 to Mar 29, 2024
- RAUM · $777M to $701MMar 31, 2023 to Mar 29, 2024
- Accounts · 10 to 7Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 3 to 6Mar 30, 2022 to Mar 31, 2023
- Charity clients · 0 to 2Mar 30, 2022 to Mar 31, 2023
Signals
10 dated events
- Consequent Capital Management, Llc reported RAUM $0, down 100% from $639.3M (2025-07-08 to 2026-07-01)Jul 1, 2026 · RAUM change · derived
- Consequent Capital Management, Llc reported RAUM $776.9M, up 388% from $159.3M (2022-03-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Charles John Robinson (Chief Executive Officer) no longer on Schedule A of Consequent Capital Management, Llc (listed 2021-04-29, absent 2021-06-24)Jun 24, 2021 · Control person left · inference
- O'Neal Kenneth Simon (Manager) appeared on Schedule A of Consequent Capital Management, LlcApr 29, 2021 · Control person joined · fact
- Shin Elcid Choi (Manager) no longer on Schedule A of Consequent Capital Management, Llc (listed 2021-04-29, absent 2021-04-29)Apr 29, 2021 · Control person left · inference
- Consequent Capital Management, Llc reported RAUM $45.7M, down 84% from $288.9M (2019-06-04 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- O'Neal Kenneth Simon (Chief Compliance Officer) no longer on Schedule A of Consequent Capital Management, Llc (listed 2019-03-26, absent 2019-06-04)Jun 4, 2019 · Control person left · inference
- Consequent Capital Management, Llc reported RAUM $288.9M, down 52% from $602.3M (2018-09-18 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- Consequent Capital Management, Llc reported RAUM $602.3M, down 85% from $3.9B (2017-12-05 to 2018-03-23)Mar 23, 2018 · RAUM change · derived
- Consequent Capital Management, Llc filed its initial SEC registration (Form ADV)Sep 14, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- CONSEQUENTGROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (404) 883-2500reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026