RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• M•••• K•••••
- M••••• S•••••• wirehouse currentsince Sep 5, 2023 · Washington, Dc
- E•••••• C•••••• M••••••••• L•• formerJun 25, 2013 to Sep 5, 2023 · Arlington, Va
- C•••• I••••••••• S••••••• C•••• formerFeb 22, 2011 to Aug 16, 2012 · New York, Ny
- L••• M•••• W••• W•••••• I••••••••• unclassifiedOct 7, 2002 to May 10, 2004 · Bethesda, Md
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to E•••••• C•••••• M••••••••• L••left Aug 16, 2012, registered Jun 25, 2013 (313 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••• I••••••••• S••••••• C••••left May 10, 2004, registered Feb 22, 2011 (2479 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address