RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• A•••••••• E••••
- G•••••• W••••• P•••••••• L•• independent RIA currentsince Aug 25, 2026 · Appleton, Wi
- V••• I••••••••• M••••••••• C•• L•• asset managerMay 12, 2009 to Nov 20, 2012 · New York, Ny
- V••• F•••••••• P•••••••• L•• formerFeb 27, 2004 to Jul 24, 2007 · Windsor, Ct
- V••• I••••••••• M••••••••• C•• L•• to G•••••• W••••• P•••••••• L••left Nov 20, 2012, registered Aug 25, 2026 (5026 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• I••••••••• M••••••••• C•• L••left Jul 24, 2007, registered May 12, 2009 (658 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address