DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Barron
Feed of 09/14/2026
Also filed as Peter Barron
At current firm
1 y
since May 1, 2025
In the industry
23 y
since Oct 24, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince May 1, 2025 · Mays Landing, Nj
- Grove Point Advisors, LLC formerApr 1, 2021 to May 1, 2025 · Mays Landing, Nj
- H. Beck, Inc. formerAug 21, 2017 to Apr 1, 2021 · Mays Landing, Nj
- Summit Financial Group Inc formerJan 23, 2008 to Jul 18, 2017 · Galloway, Nj
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Jun 17, 2005 · Cape May, Nj
- Quick & Reilly, Inc. unclassifiedOct 8, 2003 to Oct 20, 2004 · Point Pleasant, Nj
- Ameriprise Financial Services, LLC national BDNov 15, 2002 to Oct 6, 2003 · Voorhees, Nj
Moves
a registration end followed by a registration begin elsewhere
- Grove Point Advisors, LLC to LPL Financial LLCleft May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
- H. Beck, Inc. to Grove Point Advisors, LLCleft Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
- Summit Financial Group Inc to H. Beck, Inc.left Jul 18, 2017, registered Aug 21, 2017 (34 days) · Other
- Banc Of America Investment Services, Inc. to Summit Financial Group Incleft Jun 17, 2005, registered Jan 23, 2008 (950 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Quick & Reilly, Inc.left Oct 6, 2003, registered Oct 8, 2003 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address