DFX Intelligence
RIA Intelligence
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Registered advisor
J••• M••••• R••••
Feed of 09/14/2026
At current firm
5 y
since Sep 15, 2021
In the industry
22 y
since Jun 9, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Sep 15, 2021 · Miami, Fl
- W•••• F•••• A••••••• wirehouseMay 6, 2016 to Sep 22, 2021 · Coral Gables, Fl
- H••• S••••••••• •••• I••• BD affiliatedDec 6, 2007 to Oct 4, 2011 · Miami, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 9, 2004 to Aug 16, 2005 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Sep 22, 2021, registered Sep 15, 2021 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- H••• S••••••••• •••• I••• to W•••• F•••• A•••••••left Oct 4, 2011, registered May 6, 2016 (1676 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••• S••••••••• •••• I•••left Aug 16, 2005, registered Dec 6, 2007 (842 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address