DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• T••••••••• C••••••

C•••• • S••• W•••••independent RIAKansas City, MoIA-onlyIAPD 4573758

Certified Financial Planner

Feed of 09/14/2026

At current firm

3 y

since Jun 14, 2023

In the industry

23 y

since Nov 27, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••• • S••• W••••• independent RIA current
since Jun 14, 2023 · Kansas City, Mo
O•••• W•••••• I••• BD affiliated
Feb 10, 2009 to Jun 28, 2023 · Kansas City, Mo
P•••••• F•••••••• P•••••••• L•• unclassified
Oct 21, 2008 to Jul 6, 2022 · Gladstone, Mo
E•• F•••••••• A••••••• independent RIA
Mar 19, 2003 to Oct 9, 2008 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to C•••• • S••• W•••••
left Jun 28, 2023, registered Jun 14, 2023 (-14 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
P•••••• F•••••••• P•••••••• L•• to O•••• W•••••• I•••
left Jul 6, 2022, registered Feb 10, 2009 (-4894 days) · Other · moved with a team
E•• F•••••••• A••••••• to P•••••• F•••••••• P•••••••• L••
left Oct 9, 2008, registered Oct 21, 2008 (12 days) · Other

Signals

J••• T••••••••• C•••••• left O•••• W•••••• I••• for C•••• • S••• W••••• (registered 2023-06-14)
Jun 28, 2023 · Advisor changed firm · fact
J••• T••••••••• C•••••• left P•••••• F•••••••• P•••••••• L•• for O•••• W•••••• I••• (registered 2009-02-10)
Jul 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address